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Advisor at SENTIENT FINANCIAL, LLC
LAGUNA NIGUEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SENTIENT FINANCIAL, LLC | State registered | Oct 15, 2025 | n/a | yes | LAGUNA NIGUEL, CA | Current employment |
| FORESTERS EQUITY SERVICES, INC. | Former SEC adviser | Jul 23, 2012 | Feb 12, 2018 | no | LAUNA NIGUEL, CA|SAN DIEGO, CA|LAGUNA NIGEL, CA|SAN DIEGO, CA|VALENCIA, CA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jul 13, 2012 | Jul 19, 2012 | no | SAN DIEGO, CA|LAGUNA NIGUEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORESTERS EQUITY SERVICES, INC. | SENTIENT FINANCIAL, LLC | Feb 12, 2018 | Oct 15, 2025 | 2,802 | Firm change after gap | Other |
| INDEPENDENT FINANCIAL GROUP, LLC | FORESTERS EQUITY SERVICES, INC. | Jul 19, 2012 | Jul 23, 2012 | 4 | Firm change | Other |