RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• A•••• T•••••••
- S••••••• F••••••••• L•• state registered currentsince Oct 15, 2025 · Laguna Niguel, Ca
- F•••••••• E••••• S•••••••• I••• formerJul 23, 2012 to Feb 12, 2018 · Launa Niguel, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedJul 13, 2012 to Jul 19, 2012 · San Diego, Ca
- F•••••••• E••••• S•••••••• I••• to S••••••• F••••••••• L••left Feb 12, 2018, registered Oct 15, 2025 (2802 days) · Other
- I••••••••• F•••••••• G••••• L•• to F•••••••• E••••• S•••••••• I•••left Jul 19, 2012, registered Jul 23, 2012 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address