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Advisor at MAIA WEALTH
DENVER, CO | OAKBROOK TERRACE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIA WEALTH | Independent wealth | May 9, 2022 | n/a | yes | OAKBROOK TERRACE, IL|DENVER, CO | Current employment |
| ASTOR INVESTMENT MANAGEMENT LLC | Former SEC adviser | Aug 1, 2019 | May 15, 2020 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASTOR INVESTMENT MANAGEMENT LLC | MAIA WEALTH | May 15, 2020 | May 9, 2022 | 724 | Firm change after gap | RIA to RIA |