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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MAIA WEALTH

MAIA WEALTH, LLC, CRD 292817

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7050af6b-26f5-244f-b769-3640e4053de8

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 72
Dated events: 22
On other graphs: 0
Observed: Feb 3, 2021 to May 20, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $973MItem 5.F on the latest filing (2026-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $967M
Private client RAUM: $968MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 42
RAUM per advisor: $23.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 43
Advisory employees: 36
Offices: 8Schedule D 1.F, beyond the principal office
Accounts: 5,265
Individual clients: 1,901
High net worth clients: 226
Custody, client assets: $54.7M
SEC number: 801-120452
CRD: 292817
Filings on the tape: 27
First filed: Feb 3, 2021
Latest filed: May 20, 2026
Organised: Limited Liability Company, CO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 42

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT C MAREK	Certified Financial Planner	DENVER, CO	8	13	2	no
Chandler te Velde	n/a	DENVER, CO	7	18	n/a	no
DESMOND JERMAINE DIMOND	n/a	DENVER, CO	7	11	1	no
DAVID LYNN OWENS	Chartered Financial Consultant	DENVER, CO	7	12	2	no
CHRISTOPHER JACOB BARKER	Certified Financial Planner	DENVER, CO	7	13	2	no
DARCY BORELLA GONSALVES	Certified Financial Planner	Austin, TX \| DENVER, CO	6	10	1	no
Anne Bliss Kiser	n/a	DENVER, CO	6	10	n/a	no
TREVOR JOHN HOUGARDY	n/a	DENVER, CO	6	12	1	no
LESLIE DAVIS MCMULLEN	n/a	DENVER, CO	5	19	2	no
TERRY MORRIS ANDERSON	Certified Financial Planner	DENVER, CO \| PARKER, CO	4	27	8	no
ETHAN NGUYEN OGDEN	n/a	DENVER, CO \| OAKBROOK TERRACE, IL	4	11	1	no
Dionne J Banks	n/a	DENVER, CO \| INDIANAPOLIS, IN	4	24	1	no
MATTHEW ROY AKIRA TAMANAHA	n/a	DENVER, CO \| GUNNISON, CO	3	14	n/a	no
Dale Self	n/a	DENVER, CO \| INDIANAPOLIS, IN	3	29	6	no
Lane C. Stamper	n/a	INDIANAPOLIS, IN \| DENVER, CO	3	11	2	no
THOMAS DONAVAN GILLIN	n/a	DENVER, CO	3	14	n/a	no
MARK BOYER CANDLER	n/a	DENVER, CO	3	14	2	no
CHRISTIAN FERNANDO LUNA	n/a	Park Ridge, IL \| DENVER, CO	3	13	1	no
Joshua R Huene	n/a	DENVER, CO	3	13	n/a	no
Alex Patten Moorhead	n/a	DENVER, CO	3	10	n/a	no
REBECCA ROSE DESOTO	n/a	DENVER, CO	3	11	2	no
STEPHEN ALLEN HARTEL	n/a	DENVER, CO	3	27	5	no
ALAN DAVID GOODMAN	n/a	DENVER, CO	2	13	2	no
Jacob Martin Jaegle	Certified Financial Planner	DENVER, CO	2	12	4	no
JOHN RICCI HOOVER	n/a	Dallas, TX \| DENVER, CO	2	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
te Velde, Chandler	Cco	Na	yes	01/2025	May 20, 2026	May 20, 2026
CTV HOLDINGS LLC	Member	A	yes	12/2017	Feb 3, 2021	Oct 16, 2024
DIMOND VENTURES LLC	Member	C	yes	12/2017	Feb 3, 2021	Oct 16, 2024
DIMOND, DESMOND, JERMAINE	MANAGING MEMBER	E	yes	12/2017	Feb 3, 2021	Oct 16, 2024
Horton, Andrew	Member	D	yes	08/2017	Feb 3, 2021	Oct 16, 2024
Horton, Benjamin	Member	D	yes	08/2017	Feb 3, 2021	Oct 16, 2024
MAREK FINANCIAL LLC	Member	C	yes	12/2017	Feb 3, 2021	Oct 16, 2024
MAREK, SCOTT, C	MANAGING MEMBER	E	yes	12/2017	Feb 3, 2021	Oct 16, 2024
MAREK, SCOTT, C	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	Na	yes	12/2017	Feb 3, 2021	Oct 16, 2024
te Velde, Chandler	MANAGING MEMBER	E	yes	12/2017	Feb 3, 2021	Oct 16, 2024
BUD & THORNE, LLC	Member	A	no	07/2018	Feb 3, 2021	Oct 16, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Indianapolis	In	United States	2	no
Denver	Co	United States	1	no
PARK RIDGE	IL	United States	1	no
Cypress	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 27, 2026	$973M	$967M	43	36	8	n/a	n/a
2024	Apr 29, 2025	$704M	$701M	44	35	7	n/a	n/a
2023	Mar 18, 2024	$392M	$390M	30	30	4	n/a	n/a
2022	Mar 3, 2023	$214M	$205M	29	22	7	n/a	n/a
2021	Jan 24, 2022	$216M	$216M	20	20	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	7	-3	16.7%	0	0	0	17	10

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$973M	$704M	38.1%	$214M	65.8%	43	44	8	7

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Savvy	2	May 20, 2026	Jun 3, 2026	OAKBROOK TERRACE, IL	Team lift out	RIA to RIA	4.7%
COMPOUND PLANNING, INC.	2	Feb 2, 2026	Feb 2, 2026	DENVER, CO	Team lift out	RIA to RIA	4.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J.P. MORGAN SECURITIES LLC	2	Jan 8, 2023	Jan 20, 2023	INDIANAPOLIS, IN	Team lift out	Wirehouse to RIA	0.0%
COLORADO WEALTH GROUP LLC	2	Aug 19, 2020	Aug 21, 2020	DENVER, CO	Team lift out	Other	33.3%
MML INVESTORS SERVICES, LLC	2	Feb 11, 2019	Mar 6, 2023	DENVER, CO	Team lift out	Ibd to RIA	0.1%
MML INVESTORS SERVICES, LLC	2	Feb 28, 2018	Nov 20, 2018	DENVER, CO	Team lift out	Other	0.1%

Relationships

Registered with (55)

← LAWRENCE JOSEPH GIESINGAdvisorregistration: current employment
Jun 8, 2026 to presentfactForm ADV
← Brennan KnutsonAdvisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← JEDEDIAH VAL HUSSAdvisorregistration: current employment
Mar 11, 2026 to presentfactForm ADV
← THOMAS LEE STALEYAdvisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← Samuel Compton BooneAdvisorregistration: current employment
Jan 14, 2026 to presentfactForm ADV
← Jaskaran S SandharAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← ELIZABETH ANNE WINDISCHAdvisorregistration: current employment
Dec 1, 2025 to presentfactForm ADV
← Judith KellnerAdvisorregistration: current employment
Oct 15, 2025 to presentfactForm ADV
← Scott K GarrettAdvisorregistration: current employment
Jul 10, 2025 to presentfactForm ADV
← ANDREW GRANT BOURKEAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← Kendall MiedemaAdvisorregistration: current employment
Jun 13, 2025 to presentfactForm ADV
← Collin KellyAdvisorregistration: current employment
Apr 22, 2025 to presentfactForm ADV
← Kurt Thomas GallupAdvisorregistration: current employment
Mar 25, 2025 to presentfactForm ADV
← Jonathan Dean JarboeAdvisorregistration: current employment
Jan 14, 2025 to presentfactForm ADV
← Kenneth MiedemaAdvisorregistration: current employment
Sep 6, 2024 to presentfactForm ADV
← Driss GraouiAdvisorregistration: current employment
Sep 3, 2024 to presentfactForm ADV
← WILLIAM DAVID FRIERAdvisorregistration: previous registration
Apr 28, 2021 to Dec 9, 2021factForm ADV
← JOHN RICCI HOOVERAdvisorregistration: current employment
Apr 1, 2024 to presentfactForm ADV
← Jacob Martin JaegleAdvisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← ALAN DAVID GOODMANAdvisorregistration: current employment
Dec 5, 2023 to presentfactForm ADV
← STEPHEN ALLEN HARTELAdvisorregistration: current employment
Sep 11, 2023 to presentfactForm ADV
← REBECCA ROSE DESOTOAdvisorregistration: current employment
Aug 30, 2023 to presentfactForm ADV
← Alex Patten MoorheadAdvisorregistration: current employment
Jul 3, 2023 to presentfactForm ADV
← Joshua R HueneAdvisorregistration: current employment
May 17, 2023 to presentfactForm ADV
← CHRISTIAN FERNANDO LUNAAdvisorregistration: current employment
Apr 17, 2023 to presentfactForm ADV
← MARK BOYER CANDLERAdvisorregistration: current employment
Mar 6, 2023 to presentfactForm ADV
← THOMAS DONAVAN GILLINAdvisorregistration: current employment
Mar 2, 2023 to presentfactForm ADV
← Lane C. StamperAdvisorregistration: current employment
Jan 20, 2023 to presentfactForm ADV
← Dale SelfAdvisorregistration: current employment
Jan 6, 2023 to presentfactForm ADV
← MATTHEW ROY AKIRA TAMANAHAAdvisorregistration: current employment
Oct 31, 2022 to presentfactForm ADV
and 25 more

Moved with (5)

→ SAVVYRegistered adviser2 advisors, team lift out, same day
May 20, 2026 to Jun 3, 2026factForm ADV
→ COMPOUND PLANNING, INC.Registered adviser2 advisors, team lift out, same day
Feb 2, 2026 to Feb 2, 2026factForm ADV
← MML INVESTORS SERVICES, LLCRegistered adviser2 advisors, team lift out
Feb 11, 2019 to Mar 6, 2023factForm ADV
← J.P. MORGAN SECURITIES LLCRegistered adviser2 advisors, team lift out, same day
Jan 8, 2023 to Jan 20, 2023factForm ADV
← COLORADO WEALTH GROUP LLCRegistered adviser2 advisors, team lift out
Aug 19, 2020 to Aug 21, 2020factForm ADV

Controls (8)

← MAREK, SCOTT, COwnerMANAGING MEMBER, ownership code E, individual
Feb 3, 2021 to Oct 16, 2024factForm ADV
← DIMOND, DESMOND, JERMAINEOwnerMANAGING MEMBER, ownership code E, individual
Feb 3, 2021 to Oct 16, 2024factForm ADV
← te Velde, ChandlerOwnerMANAGING MEMBER, ownership code E, individual
Feb 3, 2021 to Oct 16, 2024factForm ADV
← Horton, BenjaminOwnerMEMBER, ownership code D, individual
Feb 3, 2021 to Oct 16, 2024factForm ADV
← Horton, AndrewOwnerMEMBER, ownership code D, individual
Feb 3, 2021 to Oct 16, 2024factForm ADV
← CTV HOLDINGS LLCOwnerMEMBER, ownership code A, domestic entity
Feb 3, 2021 to Oct 16, 2024factForm ADV
← DIMOND VENTURES LLCOwnerMEMBER, ownership code C, domestic entity
Feb 3, 2021 to Oct 16, 2024factForm ADV
← MAREK FINANCIAL LLCOwnerMEMBER, ownership code C, domestic entity
Feb 3, 2021 to Oct 16, 2024factForm ADV

Owns (1)

← BUD & THORNE, LLCOwnerMEMBER, ownership code A, domestic entity
Feb 3, 2021 to Oct 16, 2024factForm ADV

Dated events

Occurred
May 20, 2026
Team lift-out
2 advisors left Maia Wealth (Oakbrook Terrace, IL) for Savvy on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
May 20, 2026
Advisor changed firm
Bryan Christopher Dern left Maia Wealth for Savvy (registered 2026-06-02)
Form ADVobserved 6 days ago
Occurred
May 20, 2026
Advisor changed firm
Timothy Dern left Maia Wealth for Savvy (registered 2026-06-03)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2026
Advisor changed firm
Tyler Charles Linkowski left Maia Wealth for Cambridge Investment Research Advisors, Inc. (registered 2026-03-24)
Form ADVobserved 6 days ago
Occurred
Feb 27, 2026
Regulatory AUM changed
Maia Wealth reported RAUM $973.0M, up 38% from $704.3M (2025-09-15 to 2026-02-27)
Form ADVobserved 6 days ago
$269M
Occurred
Feb 6, 2026
Advisor changed firm
Sonia Iveth Martinez-Trujillo left Maia Wealth for Fiduciary Financial Advisors (registered 2026-02-12)
Form ADVobserved 6 days ago
Occurred
Feb 2, 2026
Team lift-out
2 advisors left Maia Wealth (Denver, CO) for Compound Planning, Inc. on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Feb 2, 2026
Advisor changed firm
Adam Benjamin Coleman left Maia Wealth for Compound Planning, Inc. (registered 2026-02-02)
Form ADVobserved 6 days ago
Occurred
Feb 2, 2026
Advisor changed firm
Jack Patrick Mccaddon left Maia Wealth for Compound Planning, Inc. (registered 2026-02-02)
Form ADVobserved 6 days ago
Occurred
Dec 12, 2025
Advisor changed firm
Benjamin Joseph Hofkin left Maia Wealth for Hofkin Capital Management, Inc. (registered 2026-01-01)
Form ADVobserved 6 days ago
Occurred
Jan 14, 2025
Advisor changed firm
Ramon Vasquez Aguirre left Maia Wealth for Money Concepts Advisory Service (registered 2025-01-15)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2024
Regulatory AUM changed
Maia Wealth reported RAUM $669.5M, up 71% from $392.5M (2024-03-18 to 2024-10-16)
Form ADVobserved 6 days ago
$277M
Occurred
Mar 18, 2024
Regulatory AUM changed
Maia Wealth reported RAUM $392.5M, up 84% from $213.5M (2023-09-12 to 2024-03-18)
Form ADVobserved 6 days ago
$179M
Occurred
Mar 18, 2024
Control person left
Sandra Horton (Owner) no longer on Schedule A of Maia Wealth (listed 2023-09-12, absent 2024-03-18)
Form ADVobserved 6 days ago
Occurred
Feb 27, 2024
Advisor changed firm
Mickealin L Cassell left Maia Wealth for Pruco Securities, Llc (registered 2024-10-03)
Form ADVobserved 6 days ago
Occurred
Feb 27, 2024
Advisor changed firm
Kenneth Blaine Luckinbill left Maia Wealth for Zega Financial, Llc (registered 2024-02-29)
Form ADVobserved 6 days ago
Occurred
Jul 13, 2023
Advisor changed firm
Justin Michael Vlaanderen left Maia Wealth for Painted Porch Advisors Llc (registered 2023-07-20)
Form ADVobserved 6 days ago
Occurred
Feb 9, 2023
Advisor changed firm
Dylan Andrew Cleary left Maia Wealth for Morgan Stanley (registered 2023-02-21)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2023
Team lift-out
2 advisors left J.P. Morgan Securities LLC (Indianapolis, IN) for Maia Wealth on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jan 27, 2022
Advisor changed firm
Bradley Ross Michalchuk left Maia Wealth for The Millstone Evans Group, Llc (registered 2022-02-12)
Form ADVobserved 6 days ago
Occurred
Jan 24, 2022
Regulatory AUM changed
Maia Wealth reported RAUM $215.6M, up 97% from $109.5M (2022-01-17 to 2022-01-24)
Form ADVobserved 6 days ago
$106M
Occurred
Feb 3, 2021
First Form ADV filing
Maia Wealth filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7050af6b-26f5-244f-b769-3640e4053de8
First observed: Feb 3, 2021
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAIA WEALTH

MAIA WEALTH, LLC, CRD 292817

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7050af6b-26f5-244f-b769-3640e4053de8

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT C MAREK

Certified Financial Planner

DENVER, CO

Chandler te Velde

n/a

DENVER, CO

n/a

DESMOND JERMAINE DIMOND

n/a

DENVER, CO

DAVID LYNN OWENS

Chartered Financial Consultant

DENVER, CO

CHRISTOPHER JACOB BARKER

Certified Financial Planner

DENVER, CO

DARCY BORELLA GONSALVES

Certified Financial Planner

Austin, TX | DENVER, CO

Anne Bliss Kiser

n/a

DENVER, CO

n/a

TREVOR JOHN HOUGARDY

n/a

DENVER, CO

LESLIE DAVIS MCMULLEN

n/a

DENVER, CO

TERRY MORRIS ANDERSON

Certified Financial Planner

DENVER, CO | PARKER, CO

ETHAN NGUYEN OGDEN

n/a

DENVER, CO | OAKBROOK TERRACE, IL

Dionne J Banks

n/a

DENVER, CO | INDIANAPOLIS, IN

MATTHEW ROY AKIRA TAMANAHA

n/a

DENVER, CO | GUNNISON, CO

n/a

Dale Self

n/a

DENVER, CO | INDIANAPOLIS, IN

Lane C. Stamper

n/a

INDIANAPOLIS, IN | DENVER, CO

THOMAS DONAVAN GILLIN

n/a

DENVER, CO

n/a

MARK BOYER CANDLER

n/a

DENVER, CO

CHRISTIAN FERNANDO LUNA

n/a

Park Ridge, IL | DENVER, CO

Joshua R Huene

n/a

DENVER, CO

n/a

Alex Patten Moorhead

n/a

DENVER, CO

n/a

REBECCA ROSE DESOTO

n/a

DENVER, CO

STEPHEN ALLEN HARTEL

n/a

DENVER, CO

ALAN DAVID GOODMAN

n/a

DENVER, CO

Jacob Martin Jaegle

Certified Financial Planner

DENVER, CO

JOHN RICCI HOOVER

n/a

Dallas, TX | DENVER, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

te Velde, Chandler

Cco

yes

01/2025

May 20, 2026

CTV HOLDINGS LLC

Member

yes

12/2017

Feb 3, 2021

Oct 16, 2024

DIMOND VENTURES LLC

Member

yes

12/2017

Feb 3, 2021

Oct 16, 2024

DIMOND, DESMOND, JERMAINE

MANAGING MEMBER

yes

12/2017

Feb 3, 2021

Oct 16, 2024

Horton, Andrew

Member

yes

08/2017

Feb 3, 2021

Oct 16, 2024

Horton, Benjamin

Member

yes

08/2017

Feb 3, 2021

Oct 16, 2024

MAREK FINANCIAL LLC

Member

yes

12/2017

Feb 3, 2021

Oct 16, 2024

MAREK, SCOTT, C

MANAGING MEMBER

yes

12/2017

Feb 3, 2021

Oct 16, 2024

MAREK, SCOTT, C

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

12/2017

Feb 3, 2021

Oct 16, 2024

te Velde, Chandler

MANAGING MEMBER

yes

12/2017

Feb 3, 2021

Oct 16, 2024

BUD & THORNE, LLC

Member

07/2018

Feb 3, 2021

Oct 16, 2024

City

State

Country

Employees

Also broker-dealer

Indianapolis

United States

Denver

United States

PARK RIDGE

United States

Cypress

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 27, 2026

$973M

$967M

n/a

2024

Apr 29, 2025

$704M

$701M

n/a

2023

Mar 18, 2024

$392M

$390M

n/a

2022

Mar 3, 2023

$214M

$205M

n/a

2021

Jan 24, 2022

$216M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$973M

$704M

38.1%

$214M

65.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Savvy

May 20, 2026

Jun 3, 2026

OAKBROOK TERRACE, IL

Team lift out

RIA to RIA

4.7%

COMPOUND PLANNING, INC.

Feb 2, 2026

DENVER, CO

Team lift out

RIA to RIA

4.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

J.P. MORGAN SECURITIES LLC

Jan 8, 2023

Jan 20, 2023

INDIANAPOLIS, IN

Team lift out

Wirehouse to RIA

0.0%

COLORADO WEALTH GROUP LLC

Aug 19, 2020

Aug 21, 2020

DENVER, CO

Team lift out

Other

33.3%

MML INVESTORS SERVICES, LLC

Feb 11, 2019

Mar 6, 2023

DENVER, CO

Team lift out

Ibd to RIA

0.1%

MML INVESTORS SERVICES, LLC

Feb 28, 2018

Nov 20, 2018

DENVER, CO

Team lift out

Other

0.1%