DFX Intelligence

V••• A• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

V••• A• A•••••••

V••• A• A•••••••, LLC, CRD 301761

NEW YORK CITY, NY

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Search this name across graphsid dfx:ria:02d7c97d-3499-4d00-74cb-3604c791790c

Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 13
On other graphs: 0
Observed: Jun 17, 2019 to Jun 1, 2026
30 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

V••• A• A••••••• reported RAUM $8.5B, up 41% from $6.0B (2026-03-31 to 2026-06-01)

Dated 2026-06-01 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 1, 2026 · seen 7 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $8.5B••• Locked
Discretionary RAUM: $8.5B
Private client RAUM: $8.1Bderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 44

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••• S••••• S•• I• L••	n/a	$24.2M	Jun 1, 2026	85	Jun 1, 2026	reported	021-574715

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••••• K••••• ••••	CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER	Na	yes	01/2025	Jun 1, 2026	Jun 1, 2026
M•••••••• R••••	CHIEF TECHNOLOGY OFFICER	Na	yes	05/2019	Jun 1, 2026	Jun 1, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.5B	$2.2B	291.8%	$482M	160.6%	44	36	0	0

Relationships

Controls (4)

← A•••••••• D•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 20, 2022 to Sep 18, 2024factForm ADV
← M•••••••• R••••OwnerCHIEF TECHNOLOGY OFFICER, ownership code NA, individual
Jun 17, 2019 to Sep 18, 2024factForm ADV
← V•••••••• S••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 17, 2019 to Sep 18, 2024factForm ADV
← V••• T••••••••• I••OwnerSOLE MEMBER, ownership code E, domestic entity
Jun 13, 2023 to Sep 18, 2024fact

Dated events

Occurred
Jun 1, 2026
Regulatory AUM changed
V••• A• A••••••• reported RAUM $8.5B, up 41% from $6.0B (2026-03-31 to 2026-06-01)
Form ADVobserved 7 days ago
$2.5B
Occurred
Mar 31, 2026
Regulatory AUM changed
V••• A• A••••••• reported RAUM $6.0B, up 177% from $2.2B (2025-03-31 to 2026-03-31)
Form ADVobserved 7 days ago
$3.9B
Occurred
Mar 31, 2025
Regulatory AUM changed
V••• A• A••••••• reported RAUM $2.2B, up 103% from $1.1B (2025-02-14 to 2025-03-31)
Form ADVobserved 7 days ago
$1.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02d7c97d-3499-4d00-74cb-3604c791790c
First observed: Jun 17, 2019
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.