DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Vise Ai Advisors
Legal name Vise Ai Advisors, LLC
Latest filing Jun 1, 2026
First filing on the tape Jun 17, 2019 · 30 filings
SEC status approved since Jul 17, 2019
RAUM
$8.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$8.1B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
44
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$8.5B as of Jun 1, 2026
Mar 10, 2020$4.0M then
HNW client RAUM$5.2B as of Jun 1, 2026
Mar 28, 2021$32.7M then
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Mar 10, 20200 then
Employees (5.A)44 as of Jun 1, 2026
Mar 10, 20206 then
Private funds: 1
RAUM +292% over the last fiscal year+161% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $519,739derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +177%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +116%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $24.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.2B61%
- Individuals$2.8B33%
- Corporations and businesses$342M4.0%
- Pension and profit-sharing plans$107M1.3%
- Pooled investment vehicles$24.2M0.3%
- Charitable organizations$1.7M0.0%
- Individual clients
- 14,135reported
- HNW clients
- 1,870reported
- Pension plan clients
- 194reported
- Charitable clients
- 11reported
- Accounts
- 16,405reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24.2M for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Vise Spacex Spv I, LLC | $24.2M | 85 | Jun 1, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Dimple Anderson · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- (Nmn) Kamal Jafarnia · Chief Compliance Officer/Chief Legal Officercontrolsince 01/2025 · owns less than 5%
- Runik Mehrotra · Chief Technology Officercontrolsince 05/2019 · owns less than 5%
- Samir Vasavada · Chief Executive Officercontrolsince 05/2019 · owns less than 5%
Entity owners
- Vise Technologies, Inc · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 1, 2026ANDERSON, DIMPLE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-06-13 and 2026-06-01peers: independent wealth managers, $5B to $20B (289)
- custody status changedChange between filings · filing Jun 1, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-31, yes on the filing of 2026-06-01peers: independent wealth managers, $5B to $20B (289)
- business activity changedChange between filings · filing Jun 1, 2026advises private funds (Item 7.B): no on the filing of 2026-03-31, yes on the filing of 2026-06-01peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 1, 2026JAFARNIA, KAMAL, (NMN) (CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER) appeared on Schedule A between the filings of 2023-06-13 and 2026-06-01peers: independent wealth managers, $5B to $20B (289)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $2,176,414,941 to $6,030,299,586 (+177.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 98% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 5,083.0 to 10,692.0 (+110.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 97% percentile
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 31.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 4,835.0 to 10,423.0 (+116.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (224 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $5B to $20B (224) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 10,692 to 16,405Mar 31, 2026 to Jun 1, 2026
- Charity clients · 3 to 11Mar 31, 2026 to Jun 1, 2026
- Corporate clients · 116 to 194Mar 31, 2026 to Jun 1, 2026
- HNW clients · 1,319 to 1,870Mar 31, 2026 to Jun 1, 2026
- Individual clients · 9,104 to 14,135Mar 31, 2026 to Jun 1, 2026
- Pension plan clients · 150 to 194Mar 31, 2026 to Jun 1, 2026
- Pooled vehicle clients · unset to 1.0Mar 31, 2026 to Jun 1, 2026
- Assets in custody · $0 to $24.2MMar 31, 2026 to Jun 1, 2026
- Custody of client assets · false to trueMar 31, 2026 to Jun 1, 2026
- Private funds · unset to 1Mar 31, 2026 to Jun 1, 2026
- Discretionary RAUM · $6.0B to $8.5BMar 31, 2026 to Jun 1, 2026
- HNW RAUM · $3.9B to $5.2BMar 31, 2026 to Jun 1, 2026
- Individual RAUM · $1.9B to $2.8BMar 31, 2026 to Jun 1, 2026
- Pension RAUM · $75.0M to $107MMar 31, 2026 to Jun 1, 2026
- Pooled vehicle RAUM · unset to 24200000.0Mar 31, 2026 to Jun 1, 2026
- RAUM · $6.0B to $8.5BMar 31, 2026 to Jun 1, 2026
- Accounts · 5,083 to 10,692Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 21 to 20Mar 31, 2025 to Mar 31, 2026
- Charity clients · 1 to 3Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 97 to 116Mar 31, 2025 to Mar 31, 2026
- HNW clients · 58 to 1,319Mar 31, 2025 to Mar 31, 2026
- Individual clients · 4,777 to 9,104Mar 31, 2025 to Mar 31, 2026
- Employees · 36 to 44Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.2B to $6.0BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $679M to $3.9BMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $1.2B to $1.9BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $42.7M to $75.0MMar 31, 2025 to Mar 31, 2026
- RAUM · $2.2B to $6.0BMar 31, 2025 to Mar 31, 2026
- Accounts · 4,147 to 5,083Feb 14, 2025 to Mar 31, 2025
- Advisory employees · 17 to 21Feb 14, 2025 to Mar 31, 2025
- Corporate clients · 53 to 97Feb 14, 2025 to Mar 31, 2025
- HNW clients · 10 to 58Feb 14, 2025 to Mar 31, 2025
- Individual clients · 4,029 to 4,777Feb 14, 2025 to Mar 31, 2025
- Pension plan clients · 54 to 150Feb 14, 2025 to Mar 31, 2025
- Employees · 43 to 36Feb 14, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 0Feb 14, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $2.2BFeb 14, 2025 to Mar 31, 2025
- HNW RAUM · $40.4M to $679MFeb 14, 2025 to Mar 31, 2025
- Individual RAUM · $989M to $1.2BFeb 14, 2025 to Mar 31, 2025
- Pension RAUM · $30.1M to $42.7MFeb 14, 2025 to Mar 31, 2025
Signals
13 dated events
- Vise Ai Advisors reported RAUM $8.5B, up 41% from $6.0B (2026-03-31 to 2026-06-01)Jun 1, 2026 · RAUM change · derived
- Vise Ai Advisors reported RAUM $6.0B, up 177% from $2.2B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Vise Ai Advisors reported RAUM $2.2B, up 103% from $1.1B (2025-02-14 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Vise Ai Advisors reported RAUM $1.1B, up 68% from $637.9M (2024-03-31 to 2024-09-18)Sep 18, 2024 · RAUM change · derived
- Vise Ai Advisors reported RAUM $637.9M, up 32% from $481.7M (2024-01-17 to 2024-03-31)Mar 31, 2024 · RAUM change · derived
- Vise Ai Advisors reported RAUM $481.7M, up 33% from $362.4M (2022-09-06 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Vise Ai Advisors reported RAUM $362.4M, down 35% from $559.0M (2022-01-20 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Dimple Anderson (Chief Compliance Officer) appeared on Schedule A of Vise Ai AdvisorsJan 20, 2022 · Control person joined · fact
- Vise Ai Advisors reported RAUM $559.0M, up 287% from $144.3M (2021-03-28 to 2021-12-20)Dec 20, 2021 · RAUM change · derived
- Shahriar Hafizi (Chief Compliance Officer) no longer on Schedule A of Vise Ai Advisors (listed 2021-03-28, absent 2021-12-20)Dec 20, 2021 · Control person left · inference
- Jon Hurrell Robert Owen (Managing Director/Chief Compliance Officer) no longer on Schedule A of Vise Ai Advisors (listed 2020-06-19, absent 2020-10-05)Oct 5, 2020 · Control person left · inference
- Shahriar Hafizi (Chief Compliance Officer) appeared on Schedule A of Vise Ai AdvisorsOct 5, 2020 · Control person joined · fact
- Vise Al Advisors filed its initial SEC registration (Form ADV)Jun 17, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 201-375-3969reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/viseincreportedpublic record, Form ADV, Sep 17, 2026
- Website
- vise.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 201-375-3969reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026