DFX Intelligence

D•••• R•••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

D•••• R•••••• H•••••••

Advisor at S••••••••• A•••• M••••••••• I•••

CHADDS FORD, PA

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Search this name across graphsid dfx:ria:02d9feb0-587c-26bc-c75b-12d687300da7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 1, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••• M••••••••• I•••	Independent wealth	Aug 3, 2026	n/a	yes	CHADDS FORD, PA	Current employment
B•••••• H••••••• I••••••••• C••••••• L••	Former SEC adviser	Nov 12, 2015	Dec 31, 2025	no	Greenville, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• H••••••• I••••••••• C••••••• L••	S••••••••• A•••• M••••••••• I•••	Dec 31, 2025	Aug 3, 2026	215	Firm change	RIA to RIA
T••••• H••••••• M••••••••• I••	B•••••• H••••••• I••••••••• C••••••• L••	Dec 31, 2011	Nov 12, 2015

Relationships

Registered with (3)

→ S••••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ B•••••• H••••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Nov 12, 2015 to Dec 31, 2025factForm ADV
→ T••••• H••••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 1, 1993 to Dec 31, 2011factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
D•••• R•••••• H••••••• left B•••••• H••••••• I••••••••• C••••••• L•• for S••••••••• A•••• M••••••••• I••• (registered 2026-08-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02d9feb0-587c-26bc-c75b-12d687300da7
First observed: Mar 1, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.