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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SMITHBRIDGE ASSET MANAGEMENT, INC.

CRD 106261

CHADDS FORD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c3b6c16-96b9-88a9-ec3e-dccfa777c6aa

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Mar 15, 2012 to Sep 3, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.04 institutional_share=0.05 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $831MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $814M
Private client RAUM: $753MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $138Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,096
Individual clients: 339
High net worth clients: 161
SEC number: 801-53667
CIK: 1103245
CRD: 106261
Filings on the tape: 33
First filed: Mar 15, 2012
Latest filed: Sep 3, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHAN FREDERIC KOLLE	Chartered Financial Analyst	CHADDS FORD, PA	27	27	1	no
SHAWN RICHARD KEANE	Certified Financial Planner	CHADDS FORD, PA	10	24	1	no
CYNTHIA LYNN DE SAINTE MARESVILLE	Certified Financial Planner	Bethany Beach, DE \| CHADDS FORD, PA	4	33	3	no
BRENDAN R KEANE	n/a	CHADDS FORD, PA	2	13	n/a	no
TIMOTHY JOHN DEANGELO	Chartered Financial Analyst	CHADDS FORD, PA	2	20	2	no
DAVID RAYMOND HARGROVE	Chartered Financial Analyst	CHADDS FORD, PA	0	34	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KEANE, SHAWN, RICHARD	VICE PRESIDENT	C	yes	03/2018	Mar 7, 2017	Oct 11, 2024
KOLLE, JONATHAN, FREDERIC	PRESIDENT-MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	D	yes	01/2014	Mar 15, 2012	Oct 11, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$831M	$814M	12	5	1	n/a	n/a
2024	Mar 26, 2025	$666M	$650M	12	6	2	n/a	n/a
2023	Mar 25, 2024	$613M	$596M	11	4	0	n/a	n/a
2022	Mar 28, 2023	$528M	$511M	12	4	0	n/a	n/a
2021	Mar 11, 2022	$453M	$433M	8	4	0	n/a	n/a
2020	Mar 22, 2021	$339M	$317M	7	3	0	n/a	n/a
2019	Mar 7, 2020	$311M	$292M	6	3	0	n/a	n/a
2018	Mar 14, 2019	$259M	$237M	6	3	0	n/a	n/a
2017	Mar 1, 2018	$245M	$245M	6	3	0	n/a	n/a
2016	Mar 7, 2017	$182M	$182M	4	2	n/a	n/a	n/a
2015	Mar 16, 2016	$164M	$164M	4	2	n/a	n/a	n/a
2014	Feb 26, 2015	$187M	$187M	4	2	n/a	n/a	n/a
2013	Feb 19, 2014	$175M	$175M	4	2	n/a	n/a	n/a
2012	Mar 12, 2013	$171M	$171M	4	2	n/a	n/a	n/a
2011	Mar 15, 2012	$171M	$171M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$831M	$666M	24.8%	$528M	16.3%	13	12	1	2

Relationships

Registered with (6)

← DAVID RAYMOND HARGROVEAdvisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← TIMOTHY JOHN DEANGELOAdvisorregistration: current employment
Aug 23, 2024 to presentfactForm ADV
← BRENDAN R KEANEAdvisorregistration: current employment
Dec 20, 2023 to presentfactForm ADV
← CYNTHIA LYNN DE SAINTE MARESVILLEAdvisorregistration: current employment
Jul 13, 2022 to presentfactForm ADV
← SHAWN RICHARD KEANEAdvisorregistration: current employment
Aug 19, 2016 to presentfactForm ADV
← JONATHAN FREDERIC KOLLEAdvisorregistration: current employment
Aug 30, 1999 to presentfactForm ADV

Controls (2)

← KOLLE, JONATHAN, FREDERICOwnerPRESIDENT-MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 15, 2012 to Oct 11, 2024factForm ADV
← KEANE, SHAWN, RICHARDOwnerVICE PRESIDENT, ownership code C, individual
Mar 7, 2017 to Oct 11, 2024factForm ADV

Dated events

Occurred
Mar 28, 2023
Control person left
Kennard Joseph Champness (Director) no longer on Schedule A of Smithbridge Asset Management, Inc. (listed 2022-03-11, absent 2023-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 11, 2022
Regulatory AUM changed
Smithbridge Asset Management, Inc. reported RAUM $453.1M, up 34% from $339.1M (2021-05-25 to 2022-03-11)
Form ADVobserved 5 days ago
$114M
Occurred
Mar 7, 2020
Control person left
Laurence Stephen Hyde (Director) no longer on Schedule A of Smithbridge Asset Management, Inc. (listed 2019-03-14, absent 2020-03-07)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c3b6c16-96b9-88a9-ec3e-dccfa777c6aa
First observed: Mar 15, 2012
Last observed: Sep 3, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMITHBRIDGE ASSET MANAGEMENT, INC.

CRD 106261

CHADDS FORD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c3b6c16-96b9-88a9-ec3e-dccfa777c6aa

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:11 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHAN FREDERIC KOLLE

Chartered Financial Analyst

CHADDS FORD, PA

SHAWN RICHARD KEANE

Certified Financial Planner

CHADDS FORD, PA

CYNTHIA LYNN DE SAINTE MARESVILLE

Certified Financial Planner

Bethany Beach, DE | CHADDS FORD, PA

BRENDAN R KEANE

n/a

CHADDS FORD, PA

n/a

TIMOTHY JOHN DEANGELO

Chartered Financial Analyst

CHADDS FORD, PA

DAVID RAYMOND HARGROVE

Chartered Financial Analyst

CHADDS FORD, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KEANE, SHAWN, RICHARD

VICE PRESIDENT

yes

03/2018

Mar 7, 2017

Oct 11, 2024

KOLLE, JONATHAN, FREDERIC

PRESIDENT-MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

01/2014

Mar 15, 2012

Oct 11, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$831M

$814M

n/a

2024

Mar 26, 2025

$666M

$650M

n/a

2023

Mar 25, 2024

$613M

$596M

n/a

2022

Mar 28, 2023

$528M

$511M

n/a

2021

Mar 11, 2022

$453M

$433M

n/a

2020

Mar 22, 2021

$339M

$317M

n/a

2019

Mar 7, 2020

$311M

$292M

n/a

2018

Mar 14, 2019

$259M

$237M

n/a

2017

Mar 1, 2018

$245M

n/a

2016

Mar 7, 2017

$182M

n/a

2015

Mar 16, 2016

$164M

n/a

2014

Feb 26, 2015

$187M

n/a

2013

Feb 19, 2014

$175M

n/a

2012

Mar 12, 2013

$171M

n/a

2011

Mar 15, 2012

$171M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$831M

$666M

24.8%

$528M

16.3%