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Advisor at LPL FINANCIAL LLC
FRISCO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | FRISCO, TX | Current employment |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Jul 2, 2014 | May 2, 2025 | no | FRESNO, CA|Plano, TX|SAN DIEGO, CA|Frisco, TX|Plano, TX | Previous registration |
| TFR ADVISORS LLP | Former SEC adviser | Jan 28, 2013 | Jul 7, 2014 | no | PLANO, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 29, 2010 | Jan 15, 2013 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCF INVESTMENT ADVISORS, INC. | LPL FINANCIAL LLC | May 2, 2025 | May 1, 2025 | -1 | Bulk transfer | Ibd to ibd |
| TFR ADVISORS LLP | SCF INVESTMENT ADVISORS, INC. | Jul 7, 2014 | Jul 2, 2014 | -5 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | TFR ADVISORS LLP | Jan 15, 2013 | Jan 28, 2013 | 13 | Firm change | Other |