DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TFR ADVISORS LLP

CRD 119755

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:863f53c7-2dfa-17eb-6f54-c0980c5cb6d0

Data as of Jun 17, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jun 17, 2014
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

TFR Advisors LLP

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $249MItem 5.F on the latest filing (2014-06-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $236M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 3
Accounts: 991
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $3.2Mgross asset value as reported per fund; never fund size
SEC number: 801-63101
CRD: 119755
Filings on the tape: 5
First filed: Mar 30, 2012
Latest filed: Jun 17, 2014
Organised: Limited Liability Partnership, Texas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T & K LEARNING CENTERS #1	Private Equity Fund	$1.7M	Jun 17, 2014	1	Mar 31, 2014	reported	n/a
PHOENIX VENTURE MANAGEMENT NO. VII	Other Private Fund	$1.3M	Mar 27, 2013	12	Mar 30, 2012	dropped	n/a
AVENTURE INTERNATIONAL, LLC FKA SNOWFLEX INTERNATIONAL, LLC	Other Private Fund	$1.2M	Jun 17, 2014	5	Mar 30, 2012	reported	n/a
PHOENIX VENTURE MANAGEMENT NO. VI	Other Private Fund	$250,000	Jun 17, 2014	1	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JAMES, BOBBY, GLENN	Owner	E	yes	11/1988	Mar 30, 2012	Jun 17, 2014
JAMES, BOBBY, GLENN	PRESIDENT/CHIEF COMPLIANCE OFFICER	Na	yes	07/2002	Mar 30, 2012	Jun 17, 2014
TEXAS FINANCIAL RESOURCES, LP	Owner	E	yes	02/2002	Mar 30, 2012	Jun 17, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TEXAS FINANCIAL RESOURCES, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$253M	$236M	13	3	n/a	3	$3.2M
2012	Mar 27, 2013	$217M	$198M	10	10	n/a	3	$2.8M
2011	Mar 30, 2012	$180M	$180M	n/a	n/a	n/a	3	$2.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$249M	$217M	14.9%	n/a	n/a	10	10	n/a	n/a

Relationships

Advises (4)

→ PHOENIX VENTURE MANAGEMENT NO. VIPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ T & K LEARNING CENTERS #1Private fundPrivate Equity Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ AVENTURE INTERNATIONAL, LLC FKA SNOWFLEX INTERNATIONAL, LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ PHOENIX VENTURE MANAGEMENT NO. VIIPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Mar 27, 2013factForm ADV

Controls (2)

← JAMES, BOBBY, GLENNOwnerOWNER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← TEXAS FINANCIAL RESOURCES, LPOwnerOWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (6)

← JOSHUA RYAN DUNHAMAdvisorregistration: previous registration
Jun 7, 2013 to Dec 31, 2014factForm ADV
← BOBBY GLENN JAMESAdvisorregistration: previous registration
Jan 31, 2007 to Oct 15, 2014factForm ADV
← BRYAN ALAN LEINARTAdvisorregistration: previous registration
Sep 8, 2008 to Aug 19, 2014factForm ADV
← LESLIE ROBERT ROSENBLATTAdvisorregistration: previous registration
Apr 29, 2011 to Aug 7, 2014factForm ADV
← KYLE JORDAN GARDNERAdvisorregistration: previous registration
Jan 28, 2013 to Jul 7, 2014factForm ADV
← RICHARD COOLIDGE FORDAdvisorregistration: previous registration
Jan 7, 2013 to Jun 13, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:863f53c7-2dfa-17eb-6f54-c0980c5cb6d0
First observed: Mar 30, 2012
Last observed: Jun 17, 2014 149 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TFR ADVISORS LLP

CRD 119755

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:863f53c7-2dfa-17eb-6f54-c0980c5cb6d0

Data as of Jun 17, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

T & K LEARNING CENTERS #1

Private Equity Fund

$1.7M

Jun 17, 2014

Mar 31, 2014

reported

n/a

PHOENIX VENTURE MANAGEMENT NO. VII

Other Private Fund

$1.3M

Mar 27, 2013

Mar 30, 2012

dropped

n/a

AVENTURE INTERNATIONAL, LLC FKA SNOWFLEX INTERNATIONAL, LLC

Other Private Fund

$1.2M

Jun 17, 2014

Mar 30, 2012

reported

n/a

PHOENIX VENTURE MANAGEMENT NO. VI

Other Private Fund

$250,000

Jun 17, 2014

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JAMES, BOBBY, GLENN

Owner

yes

11/1988

Mar 30, 2012

Jun 17, 2014

JAMES, BOBBY, GLENN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

07/2002

Mar 30, 2012

Jun 17, 2014

TEXAS FINANCIAL RESOURCES, LP

Owner

yes

02/2002

Mar 30, 2012

Jun 17, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TEXAS FINANCIAL RESOURCES, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$253M

$236M

n/a

$3.2M

2012

Mar 27, 2013

$217M

$198M

n/a

$2.8M

2011

Mar 30, 2012

$180M

n/a

$2.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$249M

$217M

14.9%

n/a