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Advisor at LPL FINANCIAL LLC
ARGYLE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 8, 2025 | n/a | yes | ARGYLE, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 27, 2016 | Oct 27, 2022 | no | FLOWER MOUND, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jul 11, 2014 | Mar 24, 2016 | no | WESTLAKE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Oct 27, 2022 | Jan 8, 2025 | 804 | Firm change after gap | Wirehouse to ibd |
| STRATEGIC ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 24, 2016 | Apr 27, 2016 | 34 | Firm change | Ibd to wirehouse |