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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

GAY FANNIE THOMPSON

Advisor at PER STIRLING CAPITAL MANAGEMENT, LLC

AUSTIN, TX

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Search this name across graphsid dfx:ria:02ed5a34-a340-6606-ded8-d7ed78dab199

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PER STIRLING CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 24, 2009
First registration: Sep 4, 2009
Dual registered: yes, broker-dealer
Other names: GAY FANNIE MARTIN|GAY THOMPSON
IAPD individual key: 5694536

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PER STIRLING CAPITAL MANAGEMENT, LLC	Independent wealth	Aug 23, 2018	n/a	yes	AUSTIN, TX	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Aug 29, 2018	no	AUSTIN, TX	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	AUSTIN, TX	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Sep 4, 2009	Jan 2, 2015	no	AUSTIN, TX\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	PER STIRLING CAPITAL MANAGEMENT, LLC	Aug 29, 2018	Aug 23, 2018	-6	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PER STIRLING CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 23, 2018 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Aug 29, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 4, 2009 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.