DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PER STIRLING CAPITAL MANAGEMENT, LLC

CRD 151671

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21facced-7e5a-9b61-9730-541f7cc51678

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 7
On other graphs: 0
Observed: Mar 8, 2012 to Mar 30, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=16.0
Regulatory AUM: $1.6BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.6B
Private client RAUM: $1.5BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 31
RAUM per advisor: $50.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 30
Advisory employees: 30
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,766
Individual clients: 603
High net worth clients: 471
Custody, client assets: $1.2B
SEC number: 801-70707
CIK: 1689933
CRD: 151671
Filings on the tape: 33
First filed: Mar 8, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 31

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN PER OSULLIVAN	n/a	AUSTIN, TX	16	24	4	yes
ROBERT STIRLING PHIPPS	n/a	AUSTIN, TX	16	39	5	no
RONSEY CHAWLA	Certified Financial Planner	Austin, TX \| AUSTIN, TX	14	14	n/a	no
RYAN PATRICK JOYCE	Certified Financial Planner	AUSTIN, TX	13	21	2	yes
KATHERINE CANNON ZAMORA	n/a	AUSTIN, TX	13	29	5	yes
CAROL ELOIS SHEFFIELD	n/a	AUSTIN, TX	12	15	n/a	no
GALEN TREVOR GABOUREL	n/a	AUSTIN, TX	12	14	1	no
KENNETH WAYNE PRICE	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	AUSTIN, TX	11	30	2	no
Kimberly Dawn Ray	n/a	AUSTIN, TX	10	21	n/a	no
TASHA LYNN ROCK	Certified Financial Planner	AUSTIN, TX	10	30	2	no
JOHN ROBERT BREM	n/a	AUSTIN, TX	10	33	1	yes
BARTON LAKE COUCH	Certified Financial Planner	AUSTIN, TX	9	41	3	yes
RICHARD LEON HALLUM	Certified Financial Planner	AUSTIN, TX	9	35	3	yes
AMBER JEAN BELL	n/a	AUSTIN, TX	9	16	5	yes
MATTHEW JAMES ANDERSON	Certified Financial Planner	AUSTIN, TX	9	21	1	yes
RACHEL M. HURLEY	Certified Financial Planner	AUSTIN, TX	9	11	n/a	no
NATHAN EVERETT TRENHOLM	n/a	AUSTIN, TX	9	15	2	yes
MICHAEL ANDRE MOORE	Certified Financial Planner	AUSTIN, TX	9	18	n/a	yes
MARTIN KATREIN	n/a	AUSTIN, TX	8	44	1	no
MICHAEL DAVID KATREIN	n/a	AUSTIN, TX	8	10	1	no
GAY FANNIE THOMPSON	Certified Financial Planner	AUSTIN, TX	8	17	3	yes
Taylor Lee Peterson	Certified Financial Planner	AUSTIN, TX	5	12	3	no
Bradford Borman	n/a	AUSTIN, TX	4	12	n/a	no
Alexander Richmond Hallum	Certified Financial Planner	AUSTIN, TX \| Austin, TX	3	12	n/a	no
Katherine Sung	n/a	AUSTIN, TX	3	10	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELL, AMBER, JEAN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Mar 30, 2026	Mar 30, 2026
OSULLIVAN, JOHN, PER	MANAGING MEMBER	C	yes	09/2009	Mar 30, 2026	Mar 30, 2026
PHIPPS, ROBERT, STIRLING	MANAGING MEMBER	C	yes	09/2009	Mar 30, 2026	Mar 30, 2026
SHEFFIELD, CAROL, ELOIS	CHIEF OPERATIONS OFFICER	Na	yes	06/2021	Mar 30, 2026	Mar 30, 2026
JACOBS, RICHARD, ALAN	Member	B	no	02/2015	Mar 30, 2026	Mar 30, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	12	no
Dallas	TX	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.6B	$1.6B	30	30	1	n/a	n/a
2024	Mar 28, 2025	$1.4B	$1.4B	30	30	1	n/a	n/a
2023	Mar 28, 2024	$1.2B	$1.2B	29	29	2	n/a	n/a
2022	Mar 31, 2023	$1.2B	$1.2B	30	30	2	n/a	n/a
2021	Mar 25, 2022	$1.4B	$1.4B	30	30	2	n/a	n/a
2020	Mar 25, 2021	$1.2B	$1.2B	35	35	2	n/a	n/a
2019	Mar 13, 2020	$942M	$942M	34	34	2	n/a	n/a
2018	Mar 21, 2019	$1.1B	$1.1B	30	30	3	n/a	n/a
2017	Jan 31, 2018	$622M	$622M	29	26	2	n/a	n/a
2016	Mar 29, 2017	$518M	$518M	24	21	n/a	n/a	n/a
2015	Feb 25, 2016	$222M	$222M	20	19	n/a	n/a	n/a
2014	Mar 9, 2015	$217M	$217M	20	19	n/a	n/a	n/a
2013	Mar 14, 2014	$192M	$192M	13	13	n/a	n/a	n/a
2012	Mar 20, 2013	$107M	$107M	11	11	n/a	n/a	n/a
2011	Mar 8, 2012	$96.0M	$96.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	3.2%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$1.4B	12.9%	$1.2B	9.7%	30	30	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MISSION WEALTH MANAGEMENT, LP	2	Mar 31, 2023	Mar 2, 2023	AUSTIN, TX	Team lift out	RIA to RIA	8.0%
VANN EQUITY MANAGEMENT LLC	2	Nov 12, 2021	Nov 23, 2021	AUSTIN, TX	Team lift out	Other	8.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RETIREMENT CONSULTING SERVICES, INC.	2	Mar 31, 2018	Jan 2, 2018	ADDISON, TX	Team lift out	Other	100.0%
COUCH HALLUM FINANCIAL GROUP	4	Mar 31, 2017	Jan 18, 2017	AUSTIN, TX	Firm absorbed	Other	100.0%

Relationships

Registered with (46)

← Noe Robert LopezAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← ERIC GIN WAI LIANAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← Mason VrazelAdvisorregistration: current employment
Oct 13, 2025 to presentfactForm ADV
← Deanna Lee AustinAdvisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← Steven Allen CartwrightAdvisorregistration: current employment
Sep 29, 2023 to presentfactForm ADV
← Jocelyn C WhiteAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← Katherine SungAdvisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← Alexander Richmond HallumAdvisorregistration: current employment
Jun 2, 2023 to presentfactForm ADV
← Bradford BormanAdvisorregistration: current employment
Aug 2, 2022 to presentfactForm ADV
← Taylor Lee PetersonAdvisorregistration: previous registration
Sep 4, 2014 to Aug 18, 2015factForm ADV
← GAY FANNIE THOMPSONAdvisorregistration: current employment
Aug 23, 2018 to presentfactForm ADV
← MARTIN KATREINAdvisorregistration: current employment
Jan 2, 2018 to presentfactForm ADV
← MICHAEL DAVID KATREINAdvisorregistration: current employment
Jan 2, 2018 to presentfactForm ADV
← MICHAEL ANDRE MOOREAdvisorregistration: current employment
Aug 7, 2017 to presentfactForm ADV
← NATHAN EVERETT TRENHOLMAdvisorregistration: previous registration
Oct 24, 2011 to Aug 9, 2016factForm ADV
← RACHEL M. HURLEYAdvisorregistration: current employment
May 3, 2017 to presentfactForm ADV
← MATTHEW JAMES ANDERSONAdvisorregistration: current employment
Jan 18, 2017 to presentfactForm ADV
← BARTON LAKE COUCHAdvisorregistration: current employment
Jan 5, 2017 to presentfactForm ADV
← RICHARD LEON HALLUMAdvisorregistration: current employment
Jan 5, 2017 to presentfactForm ADV
← AMBER JEAN BELLAdvisorregistration: current employment
Jan 5, 2017 to presentfactForm ADV
← JOHN ROBERT BREMAdvisorregistration: current employment
Jun 17, 2016 to presentfactForm ADV
← TASHA LYNN ROCKAdvisorregistration: current employment
Feb 2, 2016 to presentfactForm ADV
← Kimberly Dawn RayAdvisorregistration: current employment
Oct 13, 2015 to presentfactForm ADV
← KENNETH WAYNE PRICEAdvisorregistration: current employment
Jun 16, 2015 to presentfactForm ADV
← GALEN TREVOR GABOURELAdvisorregistration: current employment
Apr 2, 2014 to presentfactForm ADV
← CAROL ELOIS SHEFFIELDAdvisorregistration: current employment
Oct 8, 2013 to presentfactForm ADV
← KATHERINE CANNON ZAMORAAdvisorregistration: current employment
May 28, 2013 to presentfactForm ADV
← RYAN PATRICK JOYCEAdvisorregistration: current employment
Apr 1, 2013 to presentfactForm ADV
← RONSEY CHAWLAAdvisorregistration: current employment
Sep 6, 2012 to presentfactForm ADV
← ROBERT STIRLING PHIPPSAdvisorregistration: current employment
Nov 24, 2009 to presentfactForm ADV
and 16 more

Controls (4)

← PHIPPS, ROBERT, STIRLINGOwnerMANAGING MEMBER, ownership code C, individual
Mar 8, 2012 to Mar 28, 2024factForm ADV
← OSULLIVAN, JOHN, PEROwnerMANAGING MEMBER, ownership code C, individual
Mar 8, 2012 to Mar 28, 2024factForm ADV
← SHEFFIELD, CAROL, ELOISOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Aug 17, 2021 to Mar 28, 2024factForm ADV
← BELL, AMBER, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 25, 2022 to Mar 28, 2024factForm ADV

Owns (1)

← JACOBS, RICHARD, ALANOwnerMEMBER, ownership code B, individual
Mar 9, 2015 to Mar 28, 2024factForm ADV

Moved with (4)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviser2 advisors, team lift out, same day
Mar 31, 2023 to Mar 2, 2023factForm ADV
→ VANN EQUITY MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Nov 12, 2021 to Nov 23, 2021factForm ADV
← RETIREMENT CONSULTING SERVICES, INC.Registered adviser2 advisors, team lift out, same day
Mar 31, 2018 to Jan 2, 2018factForm ADV
← COUCH HALLUM FINANCIAL GROUPRegistered adviser4 advisors, firm absorbed, same day
Mar 31, 2017 to Jan 18, 2017factForm ADV

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
Timothy Mark Rolls left Per Stirling Capital Management, Llc for Integrity Alliance, Llc (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Team lift-out
2 advisors left Per Stirling Capital Management, LLC (Austin, TX) for Mission Wealth Management, LP on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 31, 2023
Advisor changed firm
Alison Rose Miller left Per Stirling Capital Management, Llc for Mission Wealth Management, Lp (registered 2023-03-02)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Mary Voll Miller left Per Stirling Capital Management, Llc for Mission Wealth Management, Lp (registered 2023-03-02)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2022
Control person joined
Jean Amber Bell (Chief Compliance Officer) appeared on Schedule A of Per Stirling Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Aug 17, 2021
Control person joined
Carol Sheffield (Chief Operations Officer) appeared on Schedule A of Per Stirling Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 21, 2019
Regulatory AUM changed
Per Stirling Capital Management, Llc reported RAUM $1.1B, up 61% from $677.0M (2018-08-31 to 2019-03-21)
Form ADVobserved 4 days ago
$411M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21facced-7e5a-9b61-9730-541f7cc51678
First observed: Mar 8, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PER STIRLING CAPITAL MANAGEMENT, LLC

CRD 151671

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21facced-7e5a-9b61-9730-541f7cc51678

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN PER OSULLIVAN

n/a

AUSTIN, TX

yes

ROBERT STIRLING PHIPPS

n/a

AUSTIN, TX

RONSEY CHAWLA

Certified Financial Planner

Austin, TX | AUSTIN, TX

n/a

RYAN PATRICK JOYCE

Certified Financial Planner

AUSTIN, TX

yes

KATHERINE CANNON ZAMORA

n/a

AUSTIN, TX

yes

CAROL ELOIS SHEFFIELD

n/a

AUSTIN, TX

n/a

GALEN TREVOR GABOUREL

n/a

AUSTIN, TX

KENNETH WAYNE PRICE

Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst

AUSTIN, TX

Kimberly Dawn Ray

n/a

AUSTIN, TX

n/a

TASHA LYNN ROCK

Certified Financial Planner

AUSTIN, TX

JOHN ROBERT BREM

n/a

AUSTIN, TX

yes

BARTON LAKE COUCH

Certified Financial Planner

AUSTIN, TX

yes

RICHARD LEON HALLUM

Certified Financial Planner

AUSTIN, TX

yes

AMBER JEAN BELL

n/a

AUSTIN, TX

yes

MATTHEW JAMES ANDERSON

Certified Financial Planner

AUSTIN, TX

yes

RACHEL M. HURLEY

Certified Financial Planner

AUSTIN, TX

n/a

NATHAN EVERETT TRENHOLM

n/a

AUSTIN, TX

yes

MICHAEL ANDRE MOORE

Certified Financial Planner

AUSTIN, TX

n/a

yes

MARTIN KATREIN

n/a

AUSTIN, TX

MICHAEL DAVID KATREIN

n/a

AUSTIN, TX

GAY FANNIE THOMPSON

Certified Financial Planner

AUSTIN, TX

yes

Taylor Lee Peterson

Certified Financial Planner

AUSTIN, TX

Bradford Borman

n/a

AUSTIN, TX

n/a

Alexander Richmond Hallum

Certified Financial Planner

AUSTIN, TX | Austin, TX

n/a

Katherine Sung

n/a

AUSTIN, TX

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELL, AMBER, JEAN

CHIEF COMPLIANCE OFFICER

yes

02/2022

Mar 30, 2026

OSULLIVAN, JOHN, PER

MANAGING MEMBER

yes

09/2009

Mar 30, 2026

PHIPPS, ROBERT, STIRLING

MANAGING MEMBER

yes

09/2009

Mar 30, 2026

SHEFFIELD, CAROL, ELOIS

CHIEF OPERATIONS OFFICER

yes

06/2021

Mar 30, 2026

JACOBS, RICHARD, ALAN

Member

02/2015

Mar 30, 2026

City

State

Country

Employees

Also broker-dealer

Austin

United States

Dallas

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.6B

n/a

2024

Mar 28, 2025

$1.4B

n/a

2023

Mar 28, 2024

$1.2B

n/a

2022

Mar 31, 2023

$1.2B

n/a

2021

Mar 25, 2022

$1.4B

n/a

2020

Mar 25, 2021

$1.2B

n/a

2019

Mar 13, 2020

$942M

n/a

2018

Mar 21, 2019

$1.1B

n/a

2017

Jan 31, 2018

$622M

n/a

2016

Mar 29, 2017

$518M

n/a

2015

Feb 25, 2016

$222M

n/a

2014

Mar 9, 2015

$217M

n/a

2013

Mar 14, 2014

$192M

n/a

2012

Mar 20, 2013

$107M

n/a

2011

Mar 8, 2012

$96.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

3.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.6B

$1.4B

12.9%

$1.2B

9.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MISSION WEALTH MANAGEMENT, LP

Mar 31, 2023

Mar 2, 2023

AUSTIN, TX

Team lift out

RIA to RIA

8.0%

VANN EQUITY MANAGEMENT LLC

Nov 12, 2021

Nov 23, 2021

AUSTIN, TX

Team lift out

Other

8.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RETIREMENT CONSULTING SERVICES, INC.

Mar 31, 2018

Jan 2, 2018

ADDISON, TX

Team lift out

Other

100.0%

COUCH HALLUM FINANCIAL GROUP

Mar 31, 2017

Jan 18, 2017

AUSTIN, TX

Firm absorbed

Other

100.0%