DFX Intelligence

P•••• T•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

P•••• T•••••• C•••••

Advisor at G•••• S••••• C•••••• M••••••••• L•••••

WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:02f52bbd-d65c-d322-936c-0fbdbbda1cba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• S••••• C•••••• M••••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 31, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• S••••• C•••••• M••••••••• L•••••	State registered	Apr 17, 2020	n/a	yes	WINSTON SALEM, NC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 4, 2008	Feb 11, 2009	no	WINSTON SALEM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G•••• S••••• C•••••• M••••••••• L•••••	Feb 11, 2009	Apr 17, 2020	4,083	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (2)

→ G•••• S••••• C•••••• M••••••••• L•••••Registered adviserregistration: current employment
Apr 17, 2020 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 4, 2008 to Feb 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02f52bbd-d65c-d322-936c-0fbdbbda1cba
First observed: Jan 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.