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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 9, 2024 | n/a | yes | ST. LOUIS, MO | Current employment |
| ARCHFORD CAPITAL STRATEGIES, LLC | Independent wealth | Jan 10, 2020 | Mar 26, 2024 | no | SWANSEA, IL | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Mar 28, 2007 | Dec 31, 2009 | no | FREEBURG, IL|BIRMINGHAM, AL | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Aug 1, 2005 | Dec 11, 2006 | no | FREEBURG, IL|FREEBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARCHFORD CAPITAL STRATEGIES, LLC | WELLS FARGO ADVISORS | Mar 26, 2024 | Dec 9, 2024 | 258 | Firm change | RIA to wirehouse |
| MORGAN KEEGAN & COMPANY, LLC | ARCHFORD CAPITAL STRATEGIES, LLC | Dec 31, 2009 | Jan 10, 2020 | 3,662 | Firm change after gap | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | MORGAN KEEGAN & COMPANY, LLC | Dec 11, 2006 | Mar 28, 2007 | 107 | Firm change | Other |