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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ARCHFORD CAPITAL STRATEGIES, LLC

CRD 164482

SWANSEA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db532ed0-ebae-2320-e274-120fd9378452

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 13
On other graphs: 0
Observed: Jun 22, 2012 to Apr 30, 2026
60 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.8 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $93.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 45
Advisory employees: 16
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 4,113
Individual clients: 496
High net worth clients: 278
Custody, client assets: $316M
SEC number: 801-76851
CIK: 1606609
CRD: 164482
Filings on the tape: 60
First filed: Jun 22, 2012
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES DONALD MAHER	Certified Financial Planner	SWANSEA, IL	13	29	1	yes
ROBERT GARY SCHLUETER	n/a	SWANSEA, IL	13	25	1	no
SAMUEL HANGER	Certified Financial Planner\|Chartered Financial Consultant	SWANSEA, IL	11	11	n/a	no
JACOB JUNG HONG	n/a	SWANSEA, IL	11	12	n/a	no
MARNIE ELIZABETH DESCHAINE VENNEMAN	n/a	SWANSEA, IL	11	31	1	no
LAURA MONETTE WILLIAMS-LAWRENCE	n/a	SWANSEA, IL	9	14	n/a	no
PAUL RICHARD ALEGNANI	Chartered Financial Analyst	SWANSEA, IL	8	31	n/a	no
David Andrew Stoll	n/a	Clayton, MO \| SWANSEA, IL	5	11	1	no
Ryan Adam Haynes	n/a	SWANSEA, IL	1	11	n/a	no
John Joseph Perry	n/a	SWANSEA, IL	1	11	n/a	no
Joseph Charles Schmidt	n/a	SWANSEA, IL	1	11	n/a	no
Daniel Patrick O'Rourke	n/a	LIVINGSTON, NJ \| SWANSEA, IL	1	10	n/a	no
Isaac Timothy Young	n/a	SWANSEA, IL	0	12	n/a	no
Dustin Robert Mercer	n/a	SWANSEA, IL \| Clayton, MO	0	10	n/a	no
COLBY SIMON SHERMAN	n/a	St. Louis, MO \| SWANSEA, IL	0	13	4	no
DERRINGER HUFF	Certified Financial Planner	SWANSEA, IL \| Clayton, MO	0	16	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEGNANI, PAUL, RICHARD	CHIEF INVESTMENT OFFICER	Na	yes	08/2018	Apr 30, 2026	Apr 30, 2026
BRUEGGEMANN, CHARLES	EXECUTIVE OFFICER	Na	yes	01/2024	Apr 30, 2026	Apr 30, 2026
KEISER, JEFFREY, DANIEL	CHIEF LEGAL OFFICER	Na	yes	01/2024	Apr 30, 2026	Apr 30, 2026
MAHER, JAMES, DONALD	CHIEF EXECUTIVE OFFICER	Na	yes	03/2013	Apr 30, 2026	Apr 30, 2026
SHERMAN, COLBY, SIMON	CHIEF WEALTH MANAGEMENT OFFICER	Na	yes	04/2026	Apr 30, 2026	Apr 30, 2026
White, Amanda, Kay	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	Na	yes	05/2018	Apr 30, 2026	Apr 30, 2026
GREENE, ANDREW, RUSSELL	CHIEF OPERATING OFFICER	Na	yes	01/2024	Mar 13, 2024	Mar 13, 2024
HONG, JACOB, JUNG	CHIEF WEALTH MANAGEMENT OFFICER	Na	yes	05/2018	Jun 1, 2018	Mar 13, 2024
JAMES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUST	Member	E	yes	01/2023	Mar 13, 2024	Mar 13, 2024
MAHER, JAMES, DONALD	Trustee	F	yes	01/2023	Mar 28, 2013	Mar 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ARCHFORD ACCOUNTING, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Edwardsville	IL	United States	0	no
ST. LOUIS	Mo	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$1.5B	$1.5B	45	16	2	n/a	n/a
2024	Feb 14, 2025	$1.3B	$1.3B	42	8	2	n/a	n/a
2023	Mar 13, 2024	$972M	$972M	41	10	2	n/a	n/a
2022	Jan 31, 2023	$822M	$822M	49	13	3	n/a	n/a
2021	Mar 28, 2022	$890M	$890M	49	16	3	n/a	n/a
2020	Mar 24, 2021	$810M	$810M	36	9	1	n/a	n/a
2019	Mar 9, 2020	$657M	$657M	19	9	1	n/a	n/a
2018	Mar 15, 2019	$557M	$464M	21	9	1	n/a	n/a
2017	Mar 19, 2018	$695M	$595M	22	9	1	n/a	n/a
2016	Mar 23, 2017	$549M	$474M	18	12	n/a	n/a	n/a
2015	Feb 2, 2016	$469M	$469M	14	11	n/a	n/a	n/a
2014	Jan 29, 2015	$349M	$349M	8	6	n/a	n/a	n/a
2013	Mar 31, 2014	$278M	$278M	10	6	n/a	n/a	n/a
2012	Mar 18, 2013	n/a	n/a	1	0	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	12.5%	1	1	0	3	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.3B	16.4%	$822M	21.9%	45	42	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DESCHAINE & COMPANY, L.L.C.	2	Nov 6, 2015	Aug 26, 2015	BELLEVILLE, IL	Team lift out	Other	100.0%

Relationships

Registered with (29)

← DERRINGER HUFFAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← COLBY SIMON SHERMANAdvisorregistration: current employment
Apr 13, 2026 to presentfactForm ADV
← Dustin Robert MercerAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← Isaac Timothy YoungAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← Daniel Patrick O'RourkeAdvisorregistration: current employment
Jun 19, 2025 to presentfactForm ADV
← Joseph Charles SchmidtAdvisorregistration: current employment
May 12, 2025 to presentfactForm ADV
← John Joseph PerryAdvisorregistration: current employment
Apr 22, 2025 to presentfactForm ADV
← Ryan Adam HaynesAdvisorregistration: current employment
Feb 27, 2025 to presentfactForm ADV
← David Andrew StollAdvisorregistration: current employment
May 19, 2021 to presentfactForm ADV
← PAUL RICHARD ALEGNANIAdvisorregistration: current employment
Aug 31, 2018 to presentfactForm ADV
← LAURA MONETTE WILLIAMS-LAWRENCEAdvisorregistration: current employment
Oct 17, 2016 to presentfactForm ADV
← MARNIE ELIZABETH DESCHAINE VENNEMANAdvisorregistration: current employment
Aug 18, 2015 to presentfactForm ADV
← JACOB JUNG HONGAdvisorregistration: current employment
Jul 1, 2015 to presentfactForm ADV
← SAMUEL HANGERAdvisorregistration: current employment
Jun 22, 2015 to presentfactForm ADV
← ROBERT GARY SCHLUETERAdvisorregistration: current employment
Apr 2, 2013 to presentfactForm ADV
← JAMES DONALD MAHERAdvisorregistration: current employment
Mar 28, 2013 to presentfactForm ADV
← Joseph Franklin MaherAdvisorregistration: previous registration
Jan 28, 2026 to Aug 19, 2026factForm ADV
← Edwin KeiserAdvisorregistration: previous registration
Apr 1, 2025 to Dec 5, 2025factForm ADV
← Lauren Nicole RandazzoAdvisorregistration: previous registration
Jul 19, 2021 to Oct 24, 2024factForm ADV
← DEANNA LOESCHEAdvisorregistration: previous registration
Jan 10, 2020 to Mar 26, 2024factForm ADV
← Deborah Marie SanteAdvisorregistration: previous registration
Feb 16, 2021 to Oct 21, 2022factForm ADV
← Zachary John JoinerAdvisorregistration: previous registration
Dec 20, 2019 to Feb 9, 2021factForm ADV
← WILLIAM PATRICK DAVISAdvisorregistration: previous registration
Aug 26, 2015 to Nov 19, 2020factForm ADV
← ASHLEE NICOLE OGRZEWALLAAdvisorregistration: previous registration
Jun 1, 2018 to Aug 14, 2019factForm ADV
← CRAIG ALLEN TOBERMANAdvisorregistration: previous registration
Jul 26, 2016 to Dec 31, 2018factForm ADV
← JERRY LEE WESTAdvisorregistration: previous registration
Apr 2, 2013 to May 23, 2018factForm ADV
← JOHN ROLAND RUSSOAdvisorregistration: previous registration
Mar 28, 2013 to May 23, 2018factForm ADV
← CHAD ALLEN STAFKOAdvisorregistration: previous registration
Jan 29, 2016 to Aug 16, 2017factForm ADV
← Joshua Elliot AndersonAdvisorregistration: previous registration
Apr 2, 2013 to Apr 29, 2016factForm ADV

Controls (8)

← KEISER, JEFFREY, DANIELOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Mar 13, 2024 to Mar 13, 2024factForm ADV
← MAHER, JAMES, DONALDOwnerTRUSTEE, ownership code F, individual
Mar 28, 2013 to Mar 13, 2024factForm ADV
← ALEGNANI, PAUL, RICHARDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Sep 13, 2018 to Mar 13, 2024factForm ADV
← GREENE, ANDREW, RUSSELLOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 13, 2024 to Mar 13, 2024factForm ADV
← HONG, JACOB, JUNGOwnerCHIEF WEALTH MANAGEMENT OFFICER, ownership code NA, individual
Jun 1, 2018 to Mar 13, 2024factForm ADV
← White, Amanda, KayOwnerCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 1, 2018 to Mar 13, 2024factForm ADV
← BRUEGGEMANN, CHARLESOwnerEXECUTIVE OFFICER, ownership code NA, individual
Mar 13, 2024 to Mar 13, 2024factForm ADV
← JAMES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUSTOwnerMEMBER, ownership code E, domestic entity
Mar 13, 2024 to Mar 13, 2024factForm ADV

Moved with (1)

← DESCHAINE & COMPANY, L.L.C.Registered adviser2 advisors, team lift out, same day
Nov 6, 2015 to Aug 26, 2015factForm ADV

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
Joseph Franklin Maher left Archford Capital Strategies, Llc for Valmark Advisers, Inc. (registered 2026-09-01)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2025
Advisor changed firm
Edwin Keiser left Archford Capital Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-01-12)
Form ADVobserved 4 days ago
Occurred
Feb 14, 2025
Regulatory AUM changed
Archford Capital Strategies, Llc reported RAUM $1.3B, up 32% from $971.5M (2024-03-13 to 2025-02-14)
Form ADVobserved 4 days ago
$307M
Occurred
Oct 24, 2024
Advisor changed firm
Lauren Nicole Randazzo left Archford Capital Strategies, Llc for Stifel, Nicolaus & Company, Incorporated (registered 2024-10-29)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2024
Advisor changed firm
Deanna Loesche left Archford Capital Strategies, Llc for Wells Fargo Advisors (registered 2024-12-09)
Form ADVobserved 4 days ago
Occurred
Mar 13, 2024
Control person joined
Charles Brueggemann (Executive Officer) appeared on Schedule A of Archford Capital Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Mar 13, 2024
Control person joined
Russell Andrew Greene (Chief Operating Officer) appeared on Schedule A of Archford Capital Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Mar 13, 2024
Control person joined
Daniel Jeffrey Keiser (Chief Legal Officer) appeared on Schedule A of Archford Capital Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Jan 31, 2023
Control person left
Marie Jennifer Maher (Member) no longer on Schedule A of Archford Capital Strategies, Llc (listed 2022-07-08, absent 2023-01-31)
Form ADVobserved 4 days ago
Occurred
Oct 21, 2022
Advisor changed firm
Deborah Marie Sante left Archford Capital Strategies, Llc for &Partners (registered 2024-09-17)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2022
Control person joined
Marie Jennifer Maher (Member) appeared on Schedule A of Archford Capital Strategies, Llc
Form ADVobserved 4 days ago
Occurred
Mar 19, 2018
Regulatory AUM changed
Archford Capital Strategies, Llc reported RAUM $695.1M, up 27% from $549.2M (2017-09-14 to 2018-03-19)
Form ADVobserved 4 days ago
$146M
Occurred
Jun 22, 2012
First Form ADV filing
April Wealth Endeavor, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db532ed0-ebae-2320-e274-120fd9378452
First observed: Jun 22, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARCHFORD CAPITAL STRATEGIES, LLC

CRD 164482

SWANSEA, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db532ed0-ebae-2320-e274-120fd9378452

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES DONALD MAHER

Certified Financial Planner

SWANSEA, IL

yes

ROBERT GARY SCHLUETER

n/a

SWANSEA, IL

SAMUEL HANGER

Certified Financial Planner|Chartered Financial Consultant

SWANSEA, IL

n/a

JACOB JUNG HONG

n/a

SWANSEA, IL

n/a

MARNIE ELIZABETH DESCHAINE VENNEMAN

n/a

SWANSEA, IL

LAURA MONETTE WILLIAMS-LAWRENCE

n/a

SWANSEA, IL

n/a

PAUL RICHARD ALEGNANI

Chartered Financial Analyst

SWANSEA, IL

n/a

David Andrew Stoll

n/a

Clayton, MO | SWANSEA, IL

Ryan Adam Haynes

n/a

SWANSEA, IL

n/a

John Joseph Perry

n/a

SWANSEA, IL

n/a

Joseph Charles Schmidt

n/a

SWANSEA, IL

n/a

Daniel Patrick O'Rourke

n/a

LIVINGSTON, NJ | SWANSEA, IL

n/a

Isaac Timothy Young

n/a

SWANSEA, IL

n/a

Dustin Robert Mercer

n/a

SWANSEA, IL | Clayton, MO

n/a

COLBY SIMON SHERMAN

n/a

St. Louis, MO | SWANSEA, IL

DERRINGER HUFF

Certified Financial Planner

SWANSEA, IL | Clayton, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEGNANI, PAUL, RICHARD

CHIEF INVESTMENT OFFICER

yes

08/2018

Apr 30, 2026

BRUEGGEMANN, CHARLES

EXECUTIVE OFFICER

yes

01/2024

Apr 30, 2026

KEISER, JEFFREY, DANIEL

CHIEF LEGAL OFFICER

yes

01/2024

Apr 30, 2026

MAHER, JAMES, DONALD

CHIEF EXECUTIVE OFFICER

yes

03/2013

Apr 30, 2026

SHERMAN, COLBY, SIMON

CHIEF WEALTH MANAGEMENT OFFICER

yes

04/2026

Apr 30, 2026

White, Amanda, Kay

CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER

yes

05/2018

Apr 30, 2026

GREENE, ANDREW, RUSSELL

CHIEF OPERATING OFFICER

yes

01/2024

Mar 13, 2024

HONG, JACOB, JUNG

CHIEF WEALTH MANAGEMENT OFFICER

yes

05/2018

Jun 1, 2018

Mar 13, 2024

JAMES D MAHER, TRUSTEE OF THE JENNIFER M. MAHER FAMILY TRUST

Member

yes

01/2023

Mar 13, 2024

MAHER, JAMES, DONALD

Trustee

yes

01/2023

Mar 28, 2013

Mar 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ARCHFORD ACCOUNTING, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Edwardsville

United States

ST. LOUIS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$1.5B

n/a

2024

Feb 14, 2025

$1.3B

n/a

2023

Mar 13, 2024

$972M

n/a

2022

Jan 31, 2023

$822M

n/a

2021

Mar 28, 2022

$890M

n/a

2020

Mar 24, 2021

$810M

n/a

2019

Mar 9, 2020

$657M

n/a

2018

Mar 15, 2019

$557M

$464M

n/a

2017

Mar 19, 2018

$695M

$595M

n/a

2016

Mar 23, 2017

$549M

$474M

n/a

2015

Feb 2, 2016

$469M

n/a

2014

Jan 29, 2015

$349M

n/a

2013

Mar 31, 2014

$278M

n/a

2012

Mar 18, 2013

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.3B

16.4%

$822M

21.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DESCHAINE & COMPANY, L.L.C.

Nov 6, 2015

Aug 26, 2015

BELLEVILLE, IL

Team lift out

Other

100.0%