DFX Intelligence

L•••• L•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

L•••• L•••• S••••••

Advisor at P•• F•••••••• G••••

SAN ANTONIO, TX | Asheville, NC

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Search this name across graphsid dfx:ria:0305c24e-9973-7761-d76f-a3bd1570dcb0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• F•••••••• G••••	Independent wealth	Jun 7, 2016	n/a	yes	SAN ANTONIO, TX\|Asheville, NC	Current employment
A•••••• R••••••• C••••••	Independent wealth	Feb 13, 2015	Jan 18, 2017	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• R••••••• C••••••	P•• F•••••••• G••••	Jan 18, 2017	Jun 7, 2016	-225	Firm change after gap	Other
C••••• U•••• I••••••••• S•••••••	A•••••• R••••••• C••••••	Aug 12, 2013	Feb 13, 2015

Relationships

Registered with (3)

→ P•• F•••••••• G••••Registered adviserregistration: current employment
Jun 7, 2016 to presentfactForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Feb 13, 2015 to Jan 18, 2017factForm ADV
→ C••••• U•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Mar 31, 2009 to Aug 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0305c24e-9973-7761-d76f-a3bd1570dcb0
First observed: Mar 31, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.