DFX Intelligence
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Reading the graph
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P•• F•••••••• G••••• L••, CRD 284164
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D••••• W••••• L•••• | Certified Financial Planner | SAN ANTONIO, TX | 10 | 26 | 4 | no |
| L•••• L•••• S•••••• | Certified Financial Planner | SAN ANTONIO, TX | Asheville, NC | 10 | 17 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L••••• D•••••• W••••• | CEO, MANAGING MEMBER | C | yes | 01/2007 | May 26, 2016 | Nov 14, 2024 |
| S•••••••• J•••••• R• | COFOUNDER, MANAGING MEMBER | C | yes | 01/2007 | May 26, 2016 | Nov 14, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P•• F•••••••• G••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 1 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $747M | $728M | 2.6% | $495M | 14.7% | 22 | 24 | 2 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A•••••• R••••••• C•••••• | 5 | Sep 14, 2016 | Jun 13, 2016 | DALLAS, TX | Team lift out | Other | 9.8% |
| no |
| B•••• A•••••• W••• | Certified Financial Planner | SAN ANTONIO, TX | 10 | 20 | 4 | no |
| J••••• M••••• B••••• | n/a | SAN ANTONIO, TX | 10 | 18 | 1 | no |
| C•••••• R••••••• G••••• | Certified Financial Planner | SAN ANTONIO, TX | 7 | 28 | 6 | no |
| D•••• K• A•••••• | Certified Financial Planner | SAN ANTONIO, TX | 6 | 20 | 1 | no |
| R•••• G••• S•••••• | Certified Financial Planner|Chartered Financial Consultant | SAN ANTONIO, TX | 5 | 13 | 2 | no |
| M••••• S• C•••••••• | n/a | SAN ANTONIO, TX | 5 | 16 | 1 | no |
| J••••••• M•••••• F•••••••• | n/a | SAN ANTONIO, TX | 4 | 11 | n/a | no |
| J•••• K•••• C••••••• | Certified Financial Planner | SAN ANTONIO, TX | 4 | 13 | n/a | no |
| R••••• P••• Z••••• | n/a | SAN ANTONIO, TX | 4 | 13 | 1 | no |
| J••••••• H•••• W••• | n/a | SAN ANTONIO, TX | 4 | 14 | n/a | no |
| M••••• M•••• T•••• | n/a | SAN ANTONIO, TX | 1 | 14 | n/a | no |
| S••••• E••••• J••••• | n/a | SAN ANTONIO, TX | 1 | 23 | 1 | no |
| J••••• E•••••• Y•••• | Chartered Financial Analyst | SAN ANTONIO, TX | 0 | 17 | 3 | no |
| D••••• S•••••• R••••• | n/a | SAN ANTONIO, TX | 0 | 10 | 2 | no |
| Member |
| Na |
| no |
| 01/2023 |
| Nov 10, 2023 |
| Nov 14, 2024 |
| B•••••• J•••••• M••••• | President | A | no | 07/2016 | Jul 1, 2021 | Nov 14, 2024 |
| C•••••••• C••••••• D••• | Member | Na | no | 01/2023 | Nov 10, 2023 | Nov 14, 2024 |
| E••••••• J•••••• P••• | Member | Na | no | 01/2016 | Mar 13, 2024 | Nov 14, 2024 |
| F••••••••• J•••••••• M•••••• | Member | Na | no | 01/2023 | Nov 10, 2023 | Nov 14, 2024 |
| S••••••••• G•••• J••••• | CHIEF COMPLIANCE OFFICER | Na | no | 06/2020 | Jun 29, 2020 | Nov 14, 2024 |
| S••••••• L••••• L•••• | Member | Na | no | 01/2023 | Nov 10, 2023 | Nov 14, 2024 |
| S••••••• R••••• G••• | Member | Na | no | 01/2023 | Nov 10, 2023 | Nov 14, 2024 |
| W•••• J•••••••• H•••• | Member | Na | no | 01/2023 | Nov 10, 2023 | Nov 14, 2024 |
| W•••• B••••• A•••••• | Member | Na | no | 01/2023 | Nov 10, 2023 | Nov 14, 2024 |
| $747M |
| $747M |
| 22 |
| 11 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 11, 2025 | $728M | $728M | 24 | 12 | 1 | n/a | n/a |
| 2023 | Mar 13, 2024 | $600M | $600M | 24 | 11 | 1 | n/a | n/a |
| 2022 | Mar 17, 2023 | $495M | $495M | 22 | 10 | 2 | n/a | n/a |
| 2021 | Feb 9, 2022 | $555M | $555M | 21 | 9 | 2 | n/a | n/a |
| 2020 | Feb 13, 2021 | $445M | $445M | 20 | 9 | 2 | n/a | n/a |
| 2019 | Mar 27, 2020 | $306M | $306M | 23 | 10 | 3 | n/a | n/a |
| 2018 | Mar 29, 2019 | $284M | $284M | 21 | 7 | 2 | n/a | n/a |
| 2017 | Mar 27, 2018 | $262M | $262M | 19 | 6 | 1 | n/a | n/a |
| 2016 | Mar 9, 2017 | $177M | $177M | 17 | 6 | n/a | n/a | n/a |