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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

FRANK STEPHEN REED

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX

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Search this name across graphsid dfx:ria:03074b4b-5be2-7cc9-ad87-2c2daf872133

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 22, 2025
First registration: May 3, 2004
Dual registered: yes, broker-dealer
Other names: FRANK S REED|FRANK STEVE REED|STEVE STEVE REED|Frank Stephen Reed
IAPD individual key: 3247347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 4, 2026	n/a	yes	Westlake, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 26, 2011	May 20, 2011	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 26, 2011	May 20, 2011	no	WestLake, TX\|FORT WORTH, TX	Previous registration
LEGACY WEALTH MANAGEMENT, LLC	Independent wealth	Feb 22, 2010	May 5, 2010	no	MEMPHIS, TN\|ALEDO, TX	Previous registration
LEGACY WEALTH MANAGEMENT, LLC	Independent wealth	Jun 5, 2009	Jun 18, 2009	no	ALEDO, TX	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	May 3, 2004	Mar 28, 2007	no	WESTLAKE, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 3, 2004	Jul 3, 2007	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 20, 2011	Jan 26, 2011	-114	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	May 20, 2011	Feb 4, 2026	5,374	Firm change after gap	Other
LEGACY WEALTH MANAGEMENT, LLC	TD AMERITRADE, INC.	May 5, 2010	Jan 26, 2011	266	Firm change	Other
STRATEGIC ADVISERS LLC	LEGACY WEALTH MANAGEMENT, LLC	Jul 3, 2007	Jun 5, 2009	703	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	STRATEGIC ADVISERS LLC	Mar 28, 2007	May 3, 2004	-1,059	Firm change after gap	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Feb 4, 2026 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 26, 2011 to May 20, 2011factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 26, 2011 to May 20, 2011factForm ADV
→ LEGACY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 22, 2010 to May 5, 2010factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 3, 2004 to Jul 3, 2007factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
May 3, 2004 to Mar 28, 2007factForm ADV

Dated events

No dated event names this entity yet.