This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$187MItem 5.F on the latest filing (2026-01-05); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$179M

Private client RAUM

$156MderivedItem 5.D individuals plus high net worth individuals

Private client share

84%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$187Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

190

Individual clients

66

High net worth clients

110

Custody, client assets

$35.7M

SEC number

801-121203

CRD

115479

Filings on the tape

12

First filed

Apr 12, 2021

Latest filed

Jan 5, 2026

Organised

Limited Liability Company, CA

• Occurred

  Apr 12, 2021
  First Form ADV filing

  Asl Financial, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:030bc02a-ed59-5bad-cf11-95988ef3e987

First observed

Apr 12, 2021

Last observed

Jan 5, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.