This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ASL FINANCIAL, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 8, 1994earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

24derivedfrom the current registration's begin date

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Dec 8, 1994

Dual registered

yes, broker-dealer

IAPD individual key

2565833

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e5e18a11-7cea-24d3-afb0-bf4fdb6fe230

First observed

Dec 8, 1994

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.