This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S66

First exam

May 15, 2009

First registration

May 19, 2009

Dual registered

yes, broker-dealer

Other names

DAVID MICHAEL PATTERSON|DAVID MICHAEL PATTERSON|David Patterson

IAPD individual key

5489479

• Occurred

  Feb 4, 2026
  Advisor changed firm

  David Michael Patterson left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2026-02-05)

  Form ADVobserved 6 days ago
• Occurred

  Jan 21, 2026
  Advisor changed firm

  David Michael Patterson left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-01-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:03197c5d-99af-30fc-5110-c7c9a2cb57a0

First observed

May 19, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.