DFX Intelligence

M••••• R••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M••••• R••••• H•••

Advisor at C• S••••••••• L••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:031c4cfa-54b1-53c2-be0f-22746a978544

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• S••••••••• L••	Independent wealth	Jul 16, 2018	n/a	yes	KNOXVILLE, TN\|KNOXVILLE, TN	Current employment
V•••••••• H•••••••• L••	Independent wealth	Apr 4, 2017	Apr 2, 2018	no	KNOXVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••••• H•••••••• L••	C• S••••••••• L••	Apr 2, 2018	Jul 16, 2018	105	Firm change	RIA to RIA
C• S••••••••• L••	V•••••••• H•••••••• L••	Mar 30, 2017	Apr 4, 2017

Relationships

Registered with (2)

→ C• S••••••••• L••Registered adviserregistration: previous registration
Oct 5, 2016 to Mar 30, 2017factForm ADV
→ V•••••••• H•••••••• L••Registered adviserregistration: previous registration
Apr 4, 2017 to Apr 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:031c4cfa-54b1-53c2-be0f-22746a978544
First observed: Oct 5, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.