This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0

Regulatory AUM

$113MItem 5.F on the latest filing (2026-09-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$113M

Private client RAUM

$113MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$37.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

145

Individual clients

36

High net worth clients

109

SEC number

801-135859

CRD

124496

Filings on the tape

3

First filed

May 28, 2026

Latest filed

Sep 9, 2026

Organised

Limited Liability Company, TN

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b72a71db-763f-6ecd-b6bb-495fbbc8aa7a

First observed

May 28, 2026

Last observed

Sep 9, 2026 10 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.