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Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Stuart, FL | STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Feb 5, 2026 | n/a | yes | STAMFORD, CT|Stuart, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 10, 2025 | Feb 3, 2026 | no | STUART, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 22, 2017 | Oct 19, 2021 | no | JUPITER, FL|JUPITER, FL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jul 25, 2016 | Mar 22, 2017 | no | JUPITER, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 9, 2015 | Jun 10, 2016 | no | STUART, FL|PALM CITY, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Feb 3, 2026 | Feb 5, 2026 | 2 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | RAYMOND JAMES & ASSOCIATES, INC. | Oct 19, 2021 | Jul 10, 2025 | 1,360 | Firm change after gap | Wirehouse to ibd |
| PNC WEALTH MANAGEMENT | J.P. MORGAN SECURITIES LLC | Mar 22, 2017 | Mar 22, 2017 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PNC WEALTH MANAGEMENT | Jun 10, 2016 | Jul 25, 2016 | 45 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:283004:FL:2026-02-03 | Feb 3, 2026 | Feb 5, 2026 | STUART, FL | Firm change |