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M•••••• M•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• M•••••• R•••

Advisor at M•••••• W••••• M•••••••••

ST. LOUIS, MO | EFFINGHAM, IL

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Search this name across graphsid dfx:ria:03213e37-a258-7013-f3ea-395ea0ce5a56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M•••••••••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 19, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M•••••••••	Other adviser	Jul 15, 2026	n/a	yes	EFFINGHAM, IL\|ST. LOUIS, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	May 17, 2018	Mar 23, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M•••••• W••••• M•••••••••	Mar 23, 2026	Jul 15, 2026	114	Firm change	Other
S•••••••• I••••••••• M•••••••••	W•••• F•••• A•••••••	Jan 24, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:19616:MO:2018-01-24	Jan 24, 2018	May 17, 2018	SAINT LOUIS, MO	Firm change

Relationships

Registered with (3)

→ M•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 17, 2018 to Mar 23, 2026factForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jul 20, 2017 to Jan 24, 2018factForm ADV

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
M•••••• M•••••• R••• left W•••• F•••• A••••••• for M•••••• W••••• M••••••••• (registered 2026-07-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03213e37-a258-7013-f3ea-395ea0ce5a56
First observed: Jul 20, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.