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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC, CRD 324997

EFFINGHAM, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9aee1c31-7f6e-199d-62c3-abb2a192ccdb

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 14
On other graphs: 0
Observed: Mar 2, 2023 to Apr 29, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.02 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.2BItem 5.F on the latest filing (2026-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.2B
Private client RAUM: $57.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 2%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 22
RAUM per advisor: $144Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 19
Offices: 9Schedule D 1.F, beyond the principal office
Accounts: 4,521
Individual clients: 119
High net worth clients: 19
Custody, client assets: $2.2M
SEC number: 801-127578
CRD: 324997
Filings on the tape: 15
First filed: Mar 2, 2023
Latest filed: Apr 29, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYAN LEE LANGE	Chartered Financial Analyst	EFFINGHAM, IL	3	11	n/a	no
Frank Christopher Schultz	Certified Financial Planner	EFFINGHAM, IL	3	10	1	no
DANIEL HARLAN ZEIGLER	Certified Financial Planner	ROCKFORD, IL	3	18	n/a	no
CHRISTOPHER ALLEN ZABEL	n/a	ROCKFORD, IL	2	10	n/a	no
KALEB WILLIAM GOTTFRED	n/a	ROCKFORD, IL	2	12	n/a	no
Rachel Nicole Brimm	n/a	JOILET, IL	2	14	n/a	no
Christopher Charles Schroeder	Chartered Financial Consultant	LADUE, MO	2	26	7	no
STEPHANIE ANN JACOBS	n/a	ROCKFORD, IL	2	16	1	no
Michelle Boisvert	n/a	EFFINGHAM, IL \| Rockford, IL	2	18	1	no
TYSON James GIGER	n/a	Rock Hill, MO \| EFFINGHAM, IL	2	21	2	no
Jay Bryan Mix	n/a	EFFINGHAM, IL	2	16	n/a	no
Jacob Stapleton	n/a	ROCKFORD, IL	1	12	n/a	no
DENISE KAY MELTON	n/a	ROCKFORD, IL	1	15	n/a	no
EMIL IMAD SUQI	Chartered Financial Analyst	Rockford, IL \| EFFINGHAM, IL	1	16	2	no
PETER HEXTER RISKIND	n/a	EFFINGHAM, IL \| Chicago, IL	1	26	7	no
Nicholas Adam Gibson	n/a	O'FALLON, MO \| EFFINGHAM, IL	1	20	6	no
STEPHEN THOMAS KELLY	n/a	Tarrytown, NY \| EFFINGHAM, IL	1	11	2	no
KAREN THERESA JOHNSON	n/a	EFFINGHAM, IL \| O'FALLON, MO	1	15	1	no
Joshua GW McCammon	n/a	EFFINGHAM, IL	1	10	2	no
Deshawn Kerwin Peterson	Certified Financial Planner	EFFINGHAM, IL \| CHICAGO, IL	0	10	1	no
MATTHEW MICHAEL RAYE	n/a	ST. LOUIS, MO \| EFFINGHAM, IL	0	25	2	no
Michael James Pass	n/a	EFFINGHAM, IL \| MOKENA, IL	0	29	7	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DE VRIES, JENNIFER, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Jul 25, 2024	Jul 25, 2024
MIDLAND STATES BANCORP, INC.	MANAGING MEMBER (PARENT COMPANY)	E	yes	02/2023	Mar 2, 2023	Jul 25, 2024
SORENSON, HEATH, WILLIAM	VP, CHIEF OPERATING OFFICER, AND TREASURER	Na	yes	02/2023	Mar 2, 2023	Jul 25, 2024
STEVENSON, DANNY, LEON	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	08/2023	Mar 1, 2024	Jul 25, 2024
LANGE, RYAN, LEE	CHIEF INVESTMENT OFFICER	Na	no	08/2023	Aug 2, 2023	Jul 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MIDLAND STATES BANK	n/a	n/a	n/a	N	yes	n/a
MIDLAND TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rockford	IL	United States	11	no
Chicago	IL	United States	1	no
Joilet	IL	United States	1	no
Princeton	IL	United States	1	no
Sterling	IL	United States	1	no
Ladue	Mo	United States	1	no
ROCK HILL	Mo	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$3.2B	$3.2B	32	19	9	n/a	n/a
2024	Apr 25, 2025	$2.9B	$2.9B	28	19	6	n/a	n/a
2023	Mar 28, 2024	$2.5B	$2.5B	18	16	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	2	0	0	16	7

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.2B	$2.9B	7.8%	n/a	n/a	32	28	9	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	3	Jan 13, 2025	Jan 13, 2025	CHICAGO, IL	Team lift out	Other	17.6%

Relationships

Registered with (29)

← Michael James PassAdvisorregistration: current employment
Jul 22, 2026 to presentfactForm ADV
← MATTHEW MICHAEL RAYEAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← Deshawn Kerwin PetersonAdvisorregistration: current employment
Mar 13, 2026 to presentfactForm ADV
← Joshua GW McCammonAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← KAREN THERESA JOHNSONAdvisorregistration: current employment
Jul 9, 2025 to presentfactForm ADV
← STEPHEN THOMAS KELLYAdvisorregistration: current employment
May 8, 2025 to presentfactForm ADV
← Nicholas Adam GibsonAdvisorregistration: current employment
Apr 29, 2025 to presentfactForm ADV
← PETER HEXTER RISKINDAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← EMIL IMAD SUQIAdvisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← DENISE KAY MELTONAdvisorregistration: current employment
Nov 6, 2024 to presentfactForm ADV
← Jacob StapletonAdvisorregistration: current employment
Nov 5, 2024 to presentfactForm ADV
← Jay Bryan MixAdvisorregistration: current employment
Aug 6, 2024 to presentfactForm ADV
← TYSON James GIGERAdvisorregistration: current employment
Jul 15, 2024 to presentfactForm ADV
← Michelle BoisvertAdvisorregistration: current employment
Jun 21, 2024 to presentfactForm ADV
← STEPHANIE ANN JACOBSAdvisorregistration: current employment
Jun 3, 2024 to presentfactForm ADV
← Christopher Charles SchroederAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← Rachel Nicole BrimmAdvisorregistration: current employment
Jan 1, 2024 to presentfactForm ADV
← KALEB WILLIAM GOTTFREDAdvisorregistration: current employment
Dec 19, 2023 to presentfactForm ADV
← CHRISTOPHER ALLEN ZABELAdvisorregistration: current employment
Dec 6, 2023 to presentfactForm ADV
← Frank Christopher SchultzAdvisorregistration: current employment
Aug 18, 2023 to presentfactForm ADV
← DANIEL HARLAN ZEIGLERAdvisorregistration: current employment
Aug 18, 2023 to presentfactForm ADV
← RYAN LEE LANGEAdvisorregistration: current employment
Aug 7, 2023 to presentfactForm ADV
← Donald James MahlkeAdvisorregistration: previous registration
May 3, 2024 to Jan 13, 2025factForm ADV
← Ashley LeAndra OttensAdvisorregistration: previous registration
Aug 22, 2023 to Jan 13, 2025factForm ADV
← Ronald Joseph KitchensAdvisorregistration: previous registration
May 13, 2024 to Jan 13, 2025factForm ADV
← Heath William SorensonAdvisorregistration: previous registration
Jul 27, 2023 to Jan 10, 2025factForm ADV
← Shawn RooneyAdvisorregistration: previous registration
Dec 8, 2023 to Feb 16, 2024factForm ADV
← Matthew EstelAdvisorregistration: previous registration
Aug 21, 2023 to Feb 16, 2024factForm ADV
← CHRISTOPHER JOSEPH LAPORTAAdvisorregistration: previous registration
Jan 1, 2024 to Feb 16, 2024factForm ADV

Moved with (1)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser3 advisors, team lift out, same day
Jan 13, 2025 to Jan 13, 2025factForm ADV

Controls (4)

← STEVENSON, DANNY, LEONOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 1, 2024 to Jul 25, 2024factForm ADV
← SORENSON, HEATH, WILLIAMOwnerVP, CHIEF OPERATING OFFICER, AND TREASURER, ownership code NA, individual
Mar 2, 2023 to Jul 25, 2024factForm ADV
← DE VRIES, JENNIFER, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 25, 2024 to Jul 25, 2024factForm ADV
← MIDLAND STATES BANCORP, INC.OwnerMANAGING MEMBER (PARENT COMPANY), ownership code E, domestic entity
Mar 2, 2023 to Jul 25, 2024factForm ADV

Owns (1)

← LANGE, RYAN, LEEOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 2, 2023 to Jul 25, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 13, 2025
Team lift-out
3 advisors left Midland Wealth Management (Chicago, IL) for Raymond James Financial Services Advisors, Inc on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Jan 13, 2025
Advisor changed firm
Donald James Mahlke left Midland Wealth Management for Raymond James Financial Services Advisors, Inc (registered 2025-01-13)
Form ADVobserved 5 days ago
Occurred
Jan 13, 2025
Advisor changed firm
Ashley Leandra Ottens left Midland Wealth Management for Raymond James Financial Services Advisors, Inc (registered 2025-01-13)
Form ADVobserved 5 days ago
Occurred
Jan 13, 2025
Advisor changed firm
Ronald Joseph Kitchens left Midland Wealth Management for Raymond James Financial Services Advisors, Inc (registered 2025-01-13)
Form ADVobserved 5 days ago
Occurred
Jan 10, 2025
Advisor changed firm
Heath William Sorenson left Midland Wealth Management for Associated Investment Services, Inc. (registered 2025-03-11)
Form ADVobserved 5 days ago
Occurred
Jul 25, 2024
Control person joined
Lynn Jennifer De Vries (Chief Compliance Officer) appeared on Schedule A of Midland Wealth Management
Form ADVobserved 5 days ago
Occurred
Jul 25, 2024
Control person left
Jean Donna Noble (Secretary And Chief Compliance Officer) no longer on Schedule A of Midland Wealth Management (listed 2024-05-03, absent 2024-07-25)
Form ADVobserved 5 days ago
Occurred
Mar 1, 2024
Control person joined
Leon Danny Stevenson (President And Chief Executive Officer) appeared on Schedule A of Midland Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 1, 2024
Control person left
Clara Jayne Hladio (President) no longer on Schedule A of Midland Wealth Management (listed 2023-11-17, absent 2024-03-01)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Shawn Rooney left Midland Wealth Management for Northwestern Mutual Investment Services,Llc (registered 2024-07-01)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Christopher Joseph Laporta left Midland Wealth Management for River Street Advisors, Llc (registered 2024-01-29)
Form ADVobserved 5 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Matthew Estel left Midland Wealth Management for Wells Fargo Advisors (registered 2024-03-12)
Form ADVobserved 5 days ago
Occurred
Mar 2, 2023
First Form ADV filing
Midland Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 28, 2024
Midland Wealth Management reported 16 state-registered advisory representatives, up from 1 (2024-03-06 to 2024-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9aee1c31-7f6e-199d-62c3-abb2a192ccdb
First observed: Mar 2, 2023
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC, CRD 324997

EFFINGHAM, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9aee1c31-7f6e-199d-62c3-abb2a192ccdb

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYAN LEE LANGE

Chartered Financial Analyst

EFFINGHAM, IL

n/a

Frank Christopher Schultz

Certified Financial Planner

EFFINGHAM, IL

DANIEL HARLAN ZEIGLER

Certified Financial Planner

ROCKFORD, IL

n/a

CHRISTOPHER ALLEN ZABEL

n/a

ROCKFORD, IL

n/a

KALEB WILLIAM GOTTFRED

n/a

ROCKFORD, IL

n/a

Rachel Nicole Brimm

n/a

JOILET, IL

n/a

Christopher Charles Schroeder

Chartered Financial Consultant

LADUE, MO

STEPHANIE ANN JACOBS

n/a

ROCKFORD, IL

Michelle Boisvert

n/a

EFFINGHAM, IL | Rockford, IL

TYSON James GIGER

n/a

Rock Hill, MO | EFFINGHAM, IL

Jay Bryan Mix

n/a

EFFINGHAM, IL

n/a

Jacob Stapleton

n/a

ROCKFORD, IL

n/a

DENISE KAY MELTON

n/a

ROCKFORD, IL

n/a

EMIL IMAD SUQI

Chartered Financial Analyst

Rockford, IL | EFFINGHAM, IL

PETER HEXTER RISKIND

n/a

EFFINGHAM, IL | Chicago, IL

Nicholas Adam Gibson

n/a

O'FALLON, MO | EFFINGHAM, IL

STEPHEN THOMAS KELLY

n/a

Tarrytown, NY | EFFINGHAM, IL

KAREN THERESA JOHNSON

n/a

EFFINGHAM, IL | O'FALLON, MO

Joshua GW McCammon

n/a

EFFINGHAM, IL

Deshawn Kerwin Peterson

Certified Financial Planner

EFFINGHAM, IL | CHICAGO, IL

MATTHEW MICHAEL RAYE

n/a

ST. LOUIS, MO | EFFINGHAM, IL

Michael James Pass

n/a

EFFINGHAM, IL | MOKENA, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DE VRIES, JENNIFER, LYNN

CHIEF COMPLIANCE OFFICER

yes

07/2024

Jul 25, 2024

MIDLAND STATES BANCORP, INC.

MANAGING MEMBER (PARENT COMPANY)

yes

02/2023

Mar 2, 2023

Jul 25, 2024

SORENSON, HEATH, WILLIAM

VP, CHIEF OPERATING OFFICER, AND TREASURER

yes

02/2023

Mar 2, 2023

Jul 25, 2024

STEVENSON, DANNY, LEON

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

08/2023

Mar 1, 2024

Jul 25, 2024

LANGE, RYAN, LEE

CHIEF INVESTMENT OFFICER

08/2023

Aug 2, 2023

Jul 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MIDLAND STATES BANK

n/a

yes

n/a

MIDLAND TRUST COMPANY

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Rockford

United States

Chicago

United States

Joilet

United States

Princeton

United States

Sterling

United States

Ladue

United States

ROCK HILL

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$3.2B

n/a

2024

Apr 25, 2025

$2.9B

n/a

2023

Mar 28, 2024

$2.5B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.2B

$2.9B

7.8%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 13, 2025

CHICAGO, IL

Team lift out

Other

17.6%