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R••••• A• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

R••••• A• Y••••

Advisor at D••••••••• W••••• S••••••••• I•••

GREENVILLE, SC | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:0323a6b2-8f5f-6b62-6607-2b94ba41b3b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• W••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• W••••• S••••••••• I•••	Independent wealth	Jul 10, 2025	n/a	yes	LOS ANGELES, CA\|GREENVILLE, SC	Current employment
C•• I••••••••• I••	Independent wealth	Oct 13, 2021	Oct 24, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• I••••••••• I••	D••••••••• W••••• S••••••••• I•••	Oct 24, 2024	Jul 10, 2025	259	Firm change	RIA to RIA
A•••• W••••• M••••••••• I•••	C•• I••••••••• I••	Oct 13, 2021

Relationships

Registered with (4)

→ D••••••••• W••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ C•• I••••••••• I••Registered adviserregistration: previous registration
Oct 13, 2021 to Oct 24, 2024factForm ADV
→ A•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 23, 2020 to Oct 13, 2021factForm ADV
→ S•••••••• A••••••• A•••••••• L••

Dated events

Occurred
Oct 24, 2024
Advisor changed firm
R••••• A• Y•••• left C•• I••••••••• I•• for D••••••••• W••••• S••••••••• I••• (registered 2025-07-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0323a6b2-8f5f-6b62-6607-2b94ba41b3b8
First observed: Jun 21, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.