DFX Intelligence

B•••• K•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

B•••• K•••• P••••

Advisor at P••• F•••••••• A•••••••• L••

Greenwood Village, CO | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:0324a7aa-7469-720e-da83-e41e7d37fd6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Aug 1, 2017	n/a	yes	SAN DIEGO, CA\|Greenwood Village, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Sep 13, 2012	May 16, 2017	no	San Diego, CA\|Jersey City, NJ\|New York City, NY\|Lone Tree, CO\|Fairfield, CT\|New York City, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	P••• F•••••••• A•••••••• L••	May 16, 2017	Aug 1, 2017	77	Firm change	Other
U•• F•••••••• S••••••• I•••	C•••••• S••••• • C••• I•••	Mar 28, 2012	Sep 13, 2012

Relationships

Registered with (4)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2017 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 13, 2012 to May 16, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2011 to Mar 28, 2012factForm ADV
→ C••••••• A•••• M••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0324a7aa-7469-720e-da83-e41e7d37fd6a
First observed: Jan 21, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.