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P••• F•••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

P••• F•••••••• A•••••••• L••

CRD 144316

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:aab5ad9a-2daf-016f-6105-507829930b8d

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 127
Dated events: 19
On other graphs: 0
Observed: Nov 23, 2011 to Sep 11, 2026
62 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $11BItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11B
Private client RAUM: $11BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 90
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 90

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C• B•••••••••	Certified Financial Planner	SAN DIEGO, CA	18	19	1	no
J••••• D••••• A•••••••	Certified Financial Planner	SAN DIEGO, CA	18	27

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••••• D•••••	Ceo	Na	yes	11/2012	Sep 11, 2026	Sep 11, 2026
C•••••• J••••• T••••••	CFO & MANAGING PARTNER	Na	yes	06/2023	Sep 11, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Brea	CA	United States	7	no
Irvine	CA	United States	7	no
Davis	CA	United States	3	no
WOODLAND HILLS	CA	United States	3	no
GREENWOOD VILLAGE	Co

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
8	1	7	1.1%	4	0	0	32	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$11B	$8.0B	37.8%	$4.6B	33.9%	204	171	13	11

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• W••••• M••••••••• L••	2	Oct 31, 2025	Apr 17, 2025	WHEATON, IL	Team lift out	RIA to RIA	100.0%
F•••••••• W••••• M••••••••• L••	5	Jul 7, 2025

Relationships

showing 80 of 127

Registered with (80)

← MARYSOL FLORES SALAZARAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← JUSTIN R•••••• WILSONAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← DARON EDWARD ESTRADAAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← Branden Randall

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 26, 2026
Regulatory AUM changed
P••• F•••••••• A•••••••• L•• reported RAUM $11.1B, up 38% from $8.0B (2025-09-30 to 2026-02-26)
Form ADVobserved 7 days ago
$3.0B
Occurred
Oct 31, 2025
Team lift-out
2 advisors left F•••••••• W••••• M••••••••• L•• (Wheaton, IL) for P••• F•••••••• A•••••••• L•• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Oct 8, 2025
Advisor changed firm
Matthew Thomas Gray left P••• F•••••••• A•••••••• L•• for Nectarine (registered 2026-01-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aab5ad9a-2daf-016f-6105-507829930b8d
First observed: Nov 23, 2011
Last observed: Sep 11, 2026 11 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 26, 2026	$11B	$11B	204	76	12	n/a	n/a
2024	Apr 23, 2025	$8.0B	$7.9B	171	64	11	n/a	n/a
2023	Mar 27, 2024	$6.3B	$6.2B	139	56	7	n/a	n/a
2022	Mar 30, 2023	$4.6B	$4.5B	123	46	6	n/a	n/a
2021	Feb 28, 2022	$4.1B	$4.0B	102	39	4	n/a	n/a
2020	Mar 30, 2021	$3.3B	$3.3B	73	30	3	n/a	n/a
2019	Mar 31, 2020	$2.3B	$2.2B	71	26	3	n/a	n/a
2018	Mar 29, 2019	$2.3B	$2.3B	71	26	3	n/a	n/a
2017	Mar 30, 2018	$2.0B	$2.0B	59	23	3	n/a	n/a
2016	Mar 30, 2017	$1.7B	$1.7B	53	19	n/a	n/a	n/a
2015	Mar 30, 2016	$1.4B	$1.3B	49	19	n/a	n/a	n/a
2014	Mar 31, 2015	$1.2B	$1.2B	44	21	n/a	n/a	n/a
2013	Mar 31, 2014	$959M	$953M	34	15	n/a	n/a	n/a
2012	Mar 27, 2013	$680M	$676M	29	13	n/a	n/a	n/a
2011	Jan 25, 2012	$436M	$432M	n/a	n/a	n/a	n/a	n/a