DFX Intelligence

D••• M••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••• M••• C•••••

Advisor at O•••• W•••••• I•••

SCOTTSDALE, AZ | MERIDEN, CT

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Search this name across graphsid dfx:ria:03250cc3-0321-7be5-49c8-f09fe3dc4695

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Jul 1, 2026	n/a	yes	MERIDEN, CT	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 22, 2021	n/a	yes	SCOTTSDALE, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024	Nov 22, 2021	-788	Bulk transfer	Ibd to ibd
F•• S••••••••• C•••••••••	W••••••• F•••••••• S•••••••• I•••	Nov 3, 2023	Nov 22, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
7461:421:GA:2023-11-03	Nov 3, 2023	Nov 22, 2021	ATLANTA, GA	Firm change after gap

Relationships

Registered with (5)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: current employment
Nov 22, 2021 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2021 to Jan 19, 2024factForm ADV
→ F•• S••••••••• C•••••••••

Dated events

Occurred
Sep 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03250cc3-0321-7be5-49c8-f09fe3dc4695
First observed: Nov 20, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.