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Advisor at PFG ADVISORS
Eugene, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Jan 11, 2024 | n/a | yes | Eugene, OR | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 21, 2020 | Jun 2, 2020 | no | EUGENE, OR | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 21, 2012 | Mar 4, 2020 | no | Eugene, OR | Previous registration |
| MORGAN STANLEY | Wirehouse | May 7, 2010 | May 4, 2012 | no | EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | PFG ADVISORS | Jun 2, 2020 | Jan 11, 2024 | 1,318 | Firm change after gap | Ibd to RIA |
| CHARLES SCHWAB & CO., INC. | LPL FINANCIAL LLC | Mar 4, 2020 | Feb 21, 2020 | -12 | Firm change | Ibd to ibd |
| MORGAN STANLEY | CHARLES SCHWAB & CO., INC. | May 4, 2012 | Jun 21, 2012 | 48 | Firm change | Wirehouse to ibd |