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PFG ADVISORS, LLC, CRD 173344
PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DARREN EDMOND KENNON | n/a | Scottsdale, AZ | PHOENIX, AZ | 11 | 35 | 6 | yes |
| CURTIS DEAN DAVIS | Certified Financial Planner|Chartered Financial Consultant | PHOENIX, AZ | Campbell, CA | 11 | 38 | 2 | yes |
| RICHARD NELSON LANDIS | Chartered Financial Consultant | Gilbert, AZ | 11 | 25 | 2 | yes |
| ANTHONY ROBERT DASTICE | n/a | ANTHEM, AZ | Phoenix, AZ | 11 | 32 | 4 | yes |
| MICHAEL THOMAS PRIOR | n/a | PEORIA, AZ | Phoenix, AZ | 11 | 31 | 4 | yes |
| BRIDGETTE D GAVAGAN | n/a | Peoria, AZ | Glendale, AZ | 11 | 18 | 4 | yes |
| THOMAS IAN RINDAHL | Certified Financial Planner|Chartered Financial Consultant | Tempe, AZ | Phoenix, AZ | 11 | 27 | 3 | yes |
| JAMES ALAN MERKEL | n/a | TUCSON, AZ | Tucson, AZ | 11 | 23 | 1 | yes |
| GUY L. AUSTIN | Certified Financial Planner | Tempe, AZ | 11 | 19 | 2 | no |
| TODD G KALINA | Certified Financial Planner | PHOENIX, AZ | 11 | 22 | 2 | no |
| ANN BROGAN MARTIN | n/a | Gilbert, AZ | 8 | 12 | 2 | yes |
| MICHAEL RYAN MELBY | n/a | Phoenix, AZ | 8 | 43 | 1 | no |
| TIMOTHY GEORGE MANSELL | Certified Financial Planner | Oakland, CA | 8 | 39 | 5 | no |
| BRENDA KAY ASHWORTH | Certified Financial Planner | Albuquerque, NM | 8 | 40 | 2 | no |
| WILLIAM STEVEN BATIE | n/a | Albuquerque, NM | 8 | 31 | 5 | no |
| MATTHEW PHILLIP CANO | n/a | Albuquerque, NM | Santa Fe, NM | 8 | 27 | 3 | yes |
| RICHARD DEAN PECOTTE | n/a | FARMINGTON, NM | 8 | 38 | 3 | yes |
| Heather Laurel Schara | n/a | ALBUQUERQUE, NM | 8 | 28 | 3 | no |
| HAROLD CHARLES MORROW | Personal Financial Specialist | Deming, NM | 8 | 42 | 4 | yes |
| JED M WEBB | n/a | Rio Rancho, NM | 8 | 12 | 1 | no |
| TRACY DALE CUDA | n/a | PHOENIX, AZ | 8 | 39 | 1 | yes |
| JODIE LYNN GALLOVICH | n/a | PHOENIX, AZ | Peoria, AZ | 8 | 38 | 1 | yes |
| Kyle Wesley Johnson | Certified Financial Planner | La Jolla, CA | Carlsbad, CA | San Diego, CA | La Mesa, CA | 8 | 11 | 1 | yes |
| SUSAN MICHELLE BENNETT | n/a | PHOENIX, AZ | 8 | 16 | 1 | yes |
| BRENT A CATTANI | n/a | Gilbert, AZ | Phoenix, AZ | Scottsdale, AZ | CHANDLER, AZ | Tempe, AZ | Mesa, AZ | 8 | 21 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| JOLLY, JUSTIN, C | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2024 | Mar 17, 2026 | Mar 17, 2026 |
| PRIOR, MICHAEL, THOMAS | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2014 | Mar 17, 2026 | Mar 17, 2026 |
| PRIORITY FINANCIAL GROUP, LLC | SOLE MEMBER | E | yes | 10/2014 | Mar 17, 2026 | Mar 17, 2026 |
| MICHAEL THOMAS PRIOR AND JANETTE KOLEGA PRIOR FAMILY TRUST | Owner | E | yes | 09/2021 | Aug 11, 2022 | Dec 3, 2024 |
| PRIOR AND ASSOCIATES, LLC | Member | E | yes | 10/2021 | Oct 13, 2021 | Dec 3, 2024 |
| PRIOR, JANETTE, KOLEGA | Trustee | D | yes | 03/2022 | Aug 11, 2022 | Dec 3, 2024 |
| PRIOR, MICHAEL, THOMAS | Trustee | D | yes | 03/2022 | Dec 19, 2014 | Dec 3, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DONALD L LIKE | n/a | n/a | n/a | Y | no | n/a |
| PFG INSURANCE SERVICES | n/a | n/a | n/a | Y | yes | n/a |
| SETH FINK | n/a | n/a | n/a | Y | no | n/a |
| TIFFANY LUM | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Phoenix | Az | United States | 5 | yes |
| Albuquerque | Nm | United States | 4 | yes |
| Eugene | Or | United States | 4 | yes |
| Valencia | CA | United States | 3 | yes |
| Albuquerque | Nm | United States | 3 | yes |
| Albuquerque | Nm | United States | 3 | yes |
| Glendale | Az | United States | 2 | yes |
| Mesa | Az | United States | 2 | yes |
| Peoria | Az | United States | 2 | yes |
| Phoenix | Az | United States | 2 | yes |
| Farmington | Nm | United States | 2 | yes |
| RIO RANCHO | Nm | United States | 2 | yes |
| Gilbert | Az | United States | 1 | yes |
| Phoenix | Az | United States | 1 | yes |
| Phoenix | Az | United States | 1 | yes |
| Tempe | Az | United States | 1 | yes |
| Tucson | Az | United States | 1 | yes |
| Tucson | Az | United States | 1 | yes |
| Berkely | CA | United States | 1 | yes |
| Campbell | CA | United States | 1 | yes |
| Carlsbad | CA | United States | 1 | yes |
| SAN DIEGO | CA | United States | 1 | yes |
| GREENWOOD VILLAGE | Co | United States | 1 | yes |
| Mankato | Mn | United States | 1 | yes |
| Dallas | TX | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $3.3B | $2.8B | 112 | 86 | 131 | n/a | n/a |
| 2024 | Apr 22, 2025 | $3.1B | $2.4B | 119 | 104 | 131 | n/a | n/a |
| 2023 | Mar 27, 2024 | $2.3B | $2.0B | 115 | 99 | 131 | n/a | n/a |
| 2022 | Mar 27, 2023 | $1.8B | $1.5B | 94 | 78 | 129 | n/a | n/a |
| 2021 | Mar 30, 2022 | $2.0B | $1.7B | 99 | 80 | 129 | n/a | n/a |
| 2020 | Mar 29, 2021 | $1.3B | $1.1B | 90 | 75 | 130 | n/a | n/a |
| 2019 | Mar 6, 2020 | $1.0B | $858M | 99 | 61 | 110 | n/a | n/a |
| 2018 | Mar 28, 2019 | $798M | $677M | 75 | 63 | 44 | n/a | n/a |
| 2017 | Feb 9, 2018 | $223M | $191M | 37 | 28 | 26 | n/a | n/a |
| 2016 | Mar 24, 2017 | $195M | $135M | 47 | 41 | n/a | n/a | n/a |
| 2015 | Mar 25, 2016 | $165M | $37.2M | 35 | 35 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $116M | $4.3M | 24 | 24 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 4 | 32 | -28 | 39.5% | 2 | 1 | 0 | 38 | 48 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.3B | $3.1B | 5.8% | $1.8B | 21.1% | 112 | 119 | 131 | 131 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Onedigital | 6 | Apr 15, 2026 | Apr 18, 2026 | PHOENIX, AZ | Team lift out | Other | 6.8% |
| OSAIC ADVISORY SERVICES, LLC | 12 | Nov 1, 2025 | Nov 7, 2025 | MERIDIAN, ID | Team lift out | RIA to ibd | 11.1% |
| OSAIC WEALTH, INC. | 2 | Nov 1, 2025 | Nov 7, 2025 | SCOTTSDALE, AZ | Team lift out | RIA to ibd | 1.9% |
| OSAIC WEALTH, INC. | 3 | Nov 1, 2025 | Nov 7, 2025 | ALBUQUERQUE, NM | Team lift out | RIA to ibd | 2.8% |
| Mariner | 2 | Sep 3, 2023 | Oct 17, 2023 | KIRKLAND, WA | Team lift out | RIA to ibd | 2.3% |
| AVANTAX ADVISORY SERVICES | 2 | Nov 30, 2022 | Dec 1, 2022 | CUPERTINO, CA | Team lift out | RIA to ibd | 2.6% |
| UNIVERSAL FINANCIAL ADVISORS, LLC | 4 | Aug 10, 2022 | Aug 16, 2022 | ST LOUIS, MO | Team lift out | RIA to new firm | 5.1% |
| MARINER ADVISOR NETWORK | 2 | Oct 11, 2017 | Jul 18, 2017 | MENLO PARK, CA | Team lift out | Other | 8.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | 2 | Mar 31, 2025 | Apr 3, 2025 | SPRING, TX | Team lift out | Ibd to RIA | 0.4% |
| CUSO FINANCIAL SERVICES, L.P. | 2 | Mar 14, 2025 | Mar 19, 2025 | SAN JOSE, CA | Team lift out | Ibd to RIA | 0.4% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 8 | Mar 20, 2024 | Jun 25, 2025 | MERIDIAN, ID | Team lift out | Ibd to RIA | 0.1% |
| EQUITABLE ADVISORS, LLC | 6 | Jan 13, 2023 | Jan 12, 2023 | MESA, AZ | Team lift out | Ibd to RIA | 0.2% |
| EQUITABLE ADVISORS, LLC | 3 | Aug 9, 2022 | Aug 4, 2022 | PHOENIX, AZ | Team lift out | Ibd to RIA | 0.1% |
| BEAM WEALTH ADVISORS, INC. | 2 | Dec 15, 2021 | Jan 3, 2022 | COVINGTON, LA | Team lift out | RIA to RIA | 10.0% |
| BEAM WEALTH ADVISORS, INC. | 2 | Dec 15, 2021 | Jan 3, 2022 | ST PETERS, MO | Team lift out | RIA to RIA | 10.0% |
| CUE FINANCIAL GROUP, INC. | 12 | Dec 31, 2018 | Apr 20, 2018 | SCOTTSDALE, AZ | Team lift out | RIA to RIA | 46.2% |
| CUE FINANCIAL GROUP, INC. | 7 | Dec 31, 2018 | Apr 18, 2018 | ALBUQUERQUE, NM | Team lift out | RIA to RIA | 26.9% |
| LPL FINANCIAL LLC | 3 | Oct 11, 2017 | Apr 24, 2015 | TEMPE, AZ | Team lift out | Other | 0.0% |
| LPL FINANCIAL LLC | 2 | Oct 11, 2017 | Apr 16, 2015 | SANTA CLARA, CA | Team lift out | Other | 0.0% |
| LPL FINANCIAL LLC | 4 | Jul 18, 2017 | Jul 31, 2018 | PHOENIX, AZ | Team lift out | Other | 0.1% |