DFX Intelligence

C•••••••• C••••••• G••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

C•••••••• C••••••• G••••• L••••

Advisor at M••••• S••••••

Coral Gables, FL

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Search this name across graphsid dfx:ria:03324690-9d2a-ce6c-e59f-78cb463fe357

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 6, 2024	n/a	yes	Coral Gables, FL	Current employment
B••••••• G••••• A•••••••	Asset manager	Feb 9, 2023	Aug 30, 2024	no	CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• G••••• A•••••••	M••••• S••••••	Aug 30, 2024	Nov 6, 2024	68	Firm change	Other

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ B••••••• G••••• A•••••••Registered adviserregistration: previous registration
Feb 9, 2023 to Aug 30, 2024factForm ADV

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03324690-9d2a-ce6c-e59f-78cb463fe357
First observed: Feb 9, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.