DFX Intelligence

B••••••• G••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

B••••••• G••••• A•••••••

B••••••• G••••• A••••••• INC., CRD 134416

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:27dc58e5-a210-5c6d-5aa8-24fd5b53fff3

Data as of Apr 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 44
Dated events: 19
On other graphs: 0
Observed: Mar 30, 2012 to Apr 7, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.09 fund_share=0.91 institutional_share=0.0 related_bd=true related_bank=false bd_reps=21.0
Regulatory AUM: $182M••• Locked
Discretionary RAUM: $182M
Private client RAUM: $15.6Mderived••• Locked
Private client share: 9%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $7.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••••• F••••• G•••••• D• C••••	n/a	CORAL GABLES, FL	5	19	3	yes
S••••• V••••••• E•••••••	Certified Financial Planner	CORAL GABLES, FL	4	27

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• E•••	CHIEF INVESTMENT OFFICER	Na	yes	04/2022	May 27, 2022	Apr 29, 2024
B•••• B••••••• S•••	Shareholder	E	yes	10/2020	Feb 25, 2022	Apr 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• B•••	n/a	n/a	n/a	Y	yes	n/a
B••••••• I••••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	3	1	12.5%	1	2	0	10	7

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$182M	$173M	5.1%	$200M	-3.2%	21	18	0	0

Relationships

Registered with (36)

← M••••• V••••••• R•••••••• V•••••••Advisorregistration: current employment
Jul 13, 2026 to presentfactForm ADV
← L••• F••••• T••••• H•••••••• O•••••••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← G••••••• A••••• J••••• C••••••••• Dal C MAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← F••••• D•••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 11, 2026
Advisor changed firm
Manuel Alejandro De Pena left B••••••• G••••• A••••••• for Raymond James Financial Services Advisors, Inc (registered 2026-09-11)
Form ADVobserved 7 days ago
Occurred
Jul 29, 2026
Advisor changed firm
Daniel Dragone left B••••••• G••••• A••••••• for Bbva Global Wealth Advisors, Inc. (registered 2026-09-08)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2026
Advisor changed firm
Guilherme Reif Carvalhaes left B••••••• G••••• A••••••• for J.P. Morgan Securities Llc (registered 2026-04-10)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27dc58e5-a210-5c6d-5aa8-24fd5b53fff3
First observed: Mar 30, 2012
Last observed: Apr 7, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.