DFX Intelligence

A•••••••• C•••••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••••••• C•••••••• A•••••••

Advisor at L•• E••••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:033a4217-b819-67a8-3986-1aaa6694a4c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 21, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Dec 10, 2025	n/a	yes	OMAHA, NE	Current employment
M•• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jul 17, 2025	Dec 3, 2025	no	Lincoln, NE\|Omaha, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	L•• E••••••••• L••	Dec 3, 2025	Dec 10, 2025	7	Firm change	Ibd to ibd
W•••• F•••• A•••••••	M•• F•••••••• S•••••••• I•••	Jul 2, 2025	Jul 17, 2025

Relationships

Registered with (3)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2025 to Dec 3, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 21, 2023 to Jul 2, 2025factForm ADV

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
A•••••••• C•••••••• A••••••• left M•• F•••••••• S•••••••• I••• for L•• E••••••••• L•• (registered 2025-12-10)
Form ADVobserved 7 days ago
Occurred
Jul 2, 2025
Advisor changed firm
A•••••••• C•••••••• A••••••• left W•••• F•••• A••••••• for M•• F•••••••• S•••••••• I••• (registered 2025-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:033a4217-b819-67a8-3986-1aaa6694a4c2
First observed: Jun 21, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.