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M•• F•••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 100m 1b

M•• F•••••••• S•••••••• I•••

CRD 112630

ROCK ISLAND, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d62769cc-9ac3-cbe4-659a-f959c01bd7d2

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 317
Dated events: 40
On other graphs: 0
Observed: Dec 18, 2015 to May 1, 2026
139 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=646.0
Regulatory AUM: $640MItem 5.F on the latest filing (2026-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $623MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 210
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 211

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• J••••• P•••••••••	Certified Financial Planner	ROCK ISLAND, IL \| Grand Rapids, MI	22	27	n/a	yes
T••••• G••••	Certified Financial Planner	STREATOR, IL	22	35

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••••• D••• M•	CHIEF OPERATIONS OFFICER	Na	yes	04/2018	Apr 4, 2018	Nov 27, 2024
M••••• W•••••• O• A••••••	PARENT CO.	E	yes	02/2001	Dec 18, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• W•••••• O• A••••••• I•••	n/a	n/a	n/a	Y	yes	n/a
M•• G•••••• A•••••	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAGUNA H•••S	CA	United States	7	yes
Ontario	CA	United States	4	yes
Mansfield	Oh	United States	4	yes
Charlotte	Nc	United States	3	yes
Denton	TX

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
11	17	-6	8.1%	4	4	0	31	50

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$640M	$377M	69.8%	$136M	67.7%	721	674	104	97

Relationships

showing 80 of 317

Registered with (80)

← Nicholas Ryan BlubaughAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← Martha WelchAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Gabriel Alexander SchulerAdvisorregistration: current employment
Sep 1, 2026 to presentfactForm ADV
← Maxwell Nathaniel Gates

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 23, 2026
Advisor changed firm
Anthony Christian Pritzel left M•• F•••••••• S•••••••• I••• for Equitable Advisors, Llc (registered 2026-08-20)
Form ADVobserved 7 days ago
Occurred
Jul 15, 2026
Advisor changed firm
John Douglas Cox left M•• F•••••••• S•••••••• I••• for Global View Capital Management Llc (registered 2026-07-30)
Form ADVobserved 7 days ago
Occurred
Jul 14, 2026
Advisor changed firm
Amanda Louise Laney left M•• F•••••••• S•••••••• I••• for Mml Investors Services, Llc (registered 2026-07-29)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d62769cc-9ac3-cbe4-659a-f959c01bd7d2
First observed: Dec 18, 2015
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.