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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

COLLEEN HARVEY

Advisor at CIBC PRIVATE WEALTH ADVISORS, INC.

Denver, CO

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Search this name across graphsid dfx:ria:034427ad-6cfd-a9b7-33df-bbec9334d807

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CIBC PRIVATE WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jan 17, 2013
First registration: Dec 20, 2006
Dual registered: no
Other names: COLLEEN MARY KNIGHT|COLLEEN K HARVEY
IAPD individual key: 5249879

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 20, 2021	n/a	yes	Denver, CO	Current employment
COLORADO CAPITAL MANAGEMENT	Independent wealth	May 22, 2018	Jul 27, 2018	no	BOULDER, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 18, 2013	May 13, 2014	no	BOULDER, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 20, 2006	Dec 9, 2011	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLORADO CAPITAL MANAGEMENT	CIBC PRIVATE WEALTH ADVISORS, INC.	Jul 27, 2018	Jul 20, 2021	1,089	Firm change after gap	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	COLORADO CAPITAL MANAGEMENT	May 13, 2014	May 22, 2018	1,470	Firm change after gap	Wirehouse to RIA
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 9, 2011	Jan 18, 2013	406	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (4)

→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jul 20, 2021 to presentfactForm ADV
→ COLORADO CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
May 22, 2018 to Jul 27, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 18, 2013 to May 13, 2014factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 20, 2006 to Dec 9, 2011factForm ADV

Dated events

No dated event names this entity yet.