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Advisor at DAKOTA WEALTH, LLC
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAKOTA WEALTH, LLC | Independent wealth | Jan 1, 2025 | n/a | yes | PALM BEACH GARDENS, FL | Current employment |
| DAKOTA WEALTH, LLC | Former SEC adviser | Jun 21, 2018 | Mar 25, 2019 | no | PALM BEACH GARDENS, FL | Previous registration |
| SVB WEALTH | Independent wealth | Jan 27, 2015 | Oct 11, 2017 | no | PALM BEACH GARDENS, FL | Previous registration |
| BANYAN PARTNERS, LLC | Former SEC adviser | Feb 18, 2011 | Nov 26, 2014 | no | BOSTON, MA|PALM BEACH GARDENS, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 25, 2010 | Feb 10, 2011 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAKOTA WEALTH, LLC | DAKOTA WEALTH, LLC | Mar 25, 2019 | Jan 1, 2025 | 2,109 | Channel change | RIA to RIA |
| SVB WEALTH | DAKOTA WEALTH, LLC | Oct 11, 2017 | Jun 21, 2018 | 253 | Firm change | Other |
| BANYAN PARTNERS, LLC | SVB WEALTH | Nov 26, 2014 | Jan 27, 2015 | 62 | Bulk transfer | Other |
| LPL FINANCIAL LLC | BANYAN PARTNERS, LLC | Feb 10, 2011 | Feb 18, 2011 | 8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141137:297987:FL:2019-03-25 | Mar 25, 2019 | Jan 1, 2025 | PALM BEACH GARDENS, FL | Firm change after gap |