RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• P••• K•••••
- D••••• W•••••• L•• independent RIA currentsince Jan 1, 2025 · Palm Beach Gardens, Fl
- D••••• W•••••• L•• formerJun 21, 2018 to Mar 25, 2019 · Palm Beach Gardens, Fl
- S•• W••••• independent RIAJan 27, 2015 to Oct 11, 2017 · Palm Beach Gardens, Fl
- B••••• P•••••••• L•• formerFeb 18, 2011 to Nov 26, 2014 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedMar 25, 2010 to Feb 10, 2011 · Boston, Ma
- D••••• W•••••• L•• to D••••• W•••••• L••left Mar 25, 2019, registered Jan 1, 2025 (2109 days) · channel change inside one enterprise, not a move · moved with a team
- S•• W••••• to D••••• W•••••• L••left Oct 11, 2017, registered Jun 21, 2018 (253 days) · Other
- B••••• P•••••••• L•• to S•• W•••••left Nov 26, 2014, registered Jan 27, 2015 (62 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to B••••• P•••••••• L••left Feb 10, 2011, registered Feb 18, 2011 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address