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Advisor at LPL FINANCIAL LLC
Shelbyville, KY | SAN DIEGO, CA | SHELBYVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 19, 2024 | n/a | yes | Shelbyville, KY|SAN DIEGO, CA|SHELBYVILLE, KY | Current employment |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Aug 19, 2024 | Sep 13, 2024 | no | Shelbyville, KY|LOUISVILLE, KY|PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL | Previous registration |
| MONEY CONCEPTS ADVISORY SERVICE | Bd affiliated wealth | Aug 22, 2013 | Aug 19, 2024 | no | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|LOUISVILLE, KY|SHELBYVILLE, KY|Clarksville, IN | Previous registration |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Former SEC adviser | Jul 17, 2007 | Aug 22, 2013 | no | SHELBYVILLE, KY | Previous registration |
| RESOURCE HORIZONS GROUP LLC | n/a | Jan 3, 2006 | Dec 31, 2007 | no | SAN MATEO, CA|MARIETTA, GA|SHELBYVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONEY CONCEPTS ADVISORY SERVICE | LPL FINANCIAL LLC | Sep 13, 2024 | Aug 19, 2024 | -25 | Firm change | Ibd to ibd |
| RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | MONEY CONCEPTS ADVISORY SERVICE | Aug 22, 2013 | Aug 22, 2013 | 0 | Firm change | Other |
| RESOURCE HORIZONS GROUP LLC | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | Dec 31, 2007 | Jul 17, 2007 | -167 | Firm change after gap | Other |