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Reading the graph
CRD 301129
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ENGLISH OAK COMPANY | LIMITED PARTNER | C | yes | 04/2018 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO ADVISERS, INC. | SOLE SHAREHOLDER | E | yes | 12/2005 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO EU RR ASSOCIATES LLC | GENERAL PARTNER | E | yes | 05/2018 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO EUROPEAN RR (CAYMAN) L.P. | LIMITED PARTNER | C | yes | 04/2018 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | E | yes | 06/2018 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | E | yes | 05/2019 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | E | yes | 01/2002 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO LTD | SOLE SHAREHOLDER | E | yes | 01/2002 | Mar 29, 2019 | Feb 1, 2021 |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | SOLE SHAREHOLDER | E | yes | 05/2018 | Mar 29, 2019 | Feb 1, 2021 |
| Levit, Joshua, Evan | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2021 | Feb 1, 2021 | Feb 1, 2021 |
| OPPENHEIMER ACQUISITION CORPORATION | SOLE SHAREHOLDER | E | yes | 05/2019 | Jun 21, 2019 | Feb 1, 2021 |
| OPPENHEIMERFUNDS, INC. | SOLE SHAREHOLDER | E | yes | 05/2019 | Jun 21, 2019 | Feb 1, 2021 |
| GOLDEN OAK COMPANY | LIMITED PARTNER | B | no | 04/2018 | Mar 29, 2019 | Feb 1, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INVESCO SENIOR SECURED MANAGEMENT, INC. | n/a | Asset manager | $29B | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| DOWNERS GROVE | IL | United States | 9 | no |
| Centennial | Co | United States | 7 | no |
| London | n/a | United Kingdom | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 12, 2020 | $1.4B | $1.4B | 75 | 48 | 3 | 3 | $1.4B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $1.4B | n/a | n/a | n/a | n/a | 75 | n/a | 3 | n/a |