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CRD 105360
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD BERNARD CALLAGHAN | n/a | Orland Park, IL | 16 | 29 | 1 | yes |
| LISA MARIE HULTQUIST | n/a | Michigan City, IN | 16 | 32 | 1 | yes |
| JOHN PATRICK SAXTON | Chartered Financial Analyst | Stevenson Ranch, CA | 16 | 35 | 2 | yes |
| ROBERT SCOTT MANEY | n/a | Seal Beach, CA | 16 | 31 | 1 | yes |
| ROBERT BRYAN RICHARDSON | n/a | Austin, TX | 16 | 24 | 1 | yes |
| MICHAEL SCOT SARLIN | n/a | ATLANTA, GA | 16 | 30 | 1 | yes |
| JESSE EDWARD FRAZIER | n/a | ATLANTA, GA | 16 | 29 | 1 | yes |
| CHRISTOPHER CLAY KING | n/a | ATLANTA, GA | Houston, TX | 16 | 29 | 1 | yes |
| PHILLIP CHARLES CIULLA | n/a | Missouri City, TX | 16 | 27 | 1 | yes |
| MICHAEL ALLEN GIESECKE | n/a | Houston, TX | 16 | 27 | 1 | yes |
| MELISSA OATMAN CAREY | n/a | ATLANTA, GA | 16 | 27 | 1 | yes |
| LESLIE GAGE FERGUSON | n/a | Houston, TX | 16 | 27 | 1 | yes |
| JERRY CLINTON HARRIS | Chartered Financial Analyst | ATLANTA, GA | 16 | 27 | 1 | yes |
| MARIE HELEN JORDON | n/a | Houston, TX | 16 | 27 | 1 | yes |
| DAVID VINCENT KNOBLAUCH | n/a | ATLANTA, GA | 16 | 25 | 1 | yes |
| ERIN NICOLE CAIN | n/a | ATLANTA, GA | 16 | 25 | 1 | yes |
| CHRISTOPHER YEATS COLLIE | n/a | Corona del Mar, CA | 16 | 24 | 3 | yes |
| MONICA ELIZABETH SAUCEDO | n/a | ATLANTA, GA | 16 | 23 | 1 | yes |
| EDWARD MICHAEL WALSH | Certified Financial Planner | Houston, TX | 16 | 20 | 1 | yes |
| MARY M SCHUMACHER | n/a | Dubuque, IA | 16 | 33 | 1 | yes |
| JEFFREY MICHAEL PENNELL | n/a | Downers Grove, IL | 16 | 33 | 2 | yes |
| BRANDON MICHAEL MYERS | Certified Financial Planner | Mandeville, LA | 15 | 19 | n/a | yes |
| NATHAN A DIERKING | Certified Financial Planner | ATLANTA, GA | 15 | 23 | 1 | yes |
| LAKSANY TERRI STAROVIC | n/a | Houston, TX | 15 | 16 | n/a | no |
| MICHELLE LYNN HALL | n/a | HOUSTON, TX | 15 | 21 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| INVESCO CORE REAL ESTATE - U.S.A., L.P. | Real Estate Fund | $16B | Nov 25, 2024 | 128 | Mar 30, 2012 | reported | 021-69951 |
| INVESCO PRIVATE PRIME FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | Liquidity Fund | $14B | Nov 25, 2024 | 245 | May 13, 2020 | reported | 021-365596 |
| INVESCO COMMERCIAL MORTGAGE INCOME FUND, L.P. | Real Estate Fund | $6.2B | Nov 25, 2024 | 20 | Sep 28, 2017 | reported | 021-286326 |
| INVESCO PRIVATE GOVERNMENT FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | Liquidity Fund | $5.1B | Nov 25, 2024 | 260 | May 13, 2020 | reported | 021-365602 |
| INVESCO U.S. INCOME FUND, L.P. | Real Estate Fund | $4.2B | Nov 25, 2024 | 39 | Mar 26, 2014 | reported | 021-195917 |
| INVESCO FIXED INCOME TRUST INVESCO INTERMEDIATE FUND | Other Private Fund | $4.0B | Nov 25, 2024 | 2 | Mar 30, 2012 | reported | 021-47111 |
| INVESCO FIXED INCOME TRUST - INVESCO HIGH QUALITY SHORT TERM BOND FUND | Other Private Fund | $2.9B | Nov 25, 2024 | 2 | Jan 31, 2019 | reported | 021-336597 |
| INVESCO FIXED INCOME TRUST - INVESCO CONSTRAINED CORE FIXED INCOME TRUST | Other Private Fund | $2.5B | Nov 25, 2024 | 2 | Jan 31, 2019 | reported | 021-336024 |
| INVESCO GOVERNMENT LIQUIDITY FUND, A SERIES OF INVESCO MULTI SERIES FUNDS II, LLC | Liquidity Fund | $1.8B | Nov 25, 2024 | 15 | May 19, 2017 | reported | 021-284695 |
| INVESCO FIXED INCOME TRUST INVESCO SHORT-TERM INVESTMENT FUND | Liquidity Fund | $1.8B | Nov 25, 2024 | 2 | Dec 27, 2016 | reported | 021-279166 |
| INVESCO CUSTOM BALANCED RISK ALLOCATION FUND I LTD | Hedge Fund | $1.8B | Nov 25, 2024 | 2 | Apr 24, 2015 | reported | n/a |
| INVESCO REAL ESTATE U.S. FUND VI, L.P. | Hedge Fund | $1.7B | Nov 25, 2024 | 26 | Aug 18, 2021 | reported | 021-406175 |
| INVESCO BALANCED RISK-ALLOCATION 10 FUND, A SERIES OF INVESCO MULTI SERIES FUNDS, LLC | Hedge Fund | $1.6B | Nov 25, 2024 | 6 | Jun 12, 2020 | reported | 021-367755 |
| INVESCO U.S. VALUE-ADD FUND V, L.P. | Hedge Fund | $933M | Nov 25, 2024 | 13 | Sep 28, 2017 | reported | 021-289010 |
| UBC RUSSELL 3000 INDEX FUND, A SERIES OF INVESCO MULTI-SERIES FUND II, LLC | Other Private Fund | $899M | Nov 25, 2024 | 18 | Oct 7, 2022 | reported | 021-21649227 |
| INVESCO STRATEGIC OPPORTUNITIES III, L.P. | Hedge Fund | $487M | Nov 25, 2024 | 13 | May 29, 2018 | reported | 021-302863 |
| INVESCO PRIVATE BALANCED-RISK ALLOCATION FUND, LTD. | Hedge Fund | $477M | Nov 25, 2024 | 1 | Aug 24, 2022 | reported | n/a |
| INVESCO INSTITUTIONAL TRUST BALANCED RISK ALLOCATION FUND | Hedge Fund | $430M | Nov 25, 2024 | 25 | Mar 30, 2012 | reported | 021-150706 |
| INVESCO FIXED INCOME TRUST - INVESCO HIGH QUALITY MORTGAGE BACKED SECURITIES FUND | Other Private Fund | $337M | Nov 25, 2024 | 3 | Jan 31, 2019 | reported | 021-318223 |
| INVESCO BALANCED-RISK ALLOCATION 12 FUND, A SERIES OF INVESCO MULTI SERIES FUNDS, LLC | Hedge Fund | $310M | Nov 25, 2024 | 2 | Nov 21, 2023 | reported | 021-493904 |
| INVESCO STABLE INCOME FUND | Other Private Fund | $252M | Nov 25, 2024 | 1 | Dec 21, 2015 | reported | n/a |
| INVESCO EMERGING MARKETS EQUITY FUND, LP | Other Private Fund | $188M | Nov 25, 2024 | 15 | Mar 30, 2012 | reported | 021-75328 |
| INVESCO INSTITUTIONAL TRUST C&I BALANCED RISK ALLOCATION FUND | Hedge Fund | $159M | Jun 29, 2020 | 2 | Mar 7, 2014 | dropped | 021-202415 |
| INVESCO ACTIVE MULTI-SECTOR CREDIT FUND, LTD. | Hedge Fund | $157M | Nov 21, 2023 | 4 | Mar 7, 2014 | reported | n/a |
| INVESCO OFI INTERNATIONAL GROWTH FUND, LP | Other Private Fund | $151M | Nov 25, 2024 | 6 | Mar 30, 2012 | reported | 021-174830 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Dukes, Laura, Allison | Director | Na | yes | 08/2020 | Mar 31, 2021 | Nov 25, 2024 |
| GREGSON, MARK, WILLIAM | CHIEF ACCOUNTING OFFICER AND CONTROLLER | Na | yes | 03/2022 | Mar 31, 2015 | Nov 25, 2024 |
| INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | E | yes | 06/2018 | Dec 13, 2011 | Nov 25, 2024 |
| INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | E | yes | 05/2019 | Oct 5, 2016 | Nov 25, 2024 |
| INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | E | yes | 01/2002 | Dec 13, 2011 | Nov 25, 2024 |
| INVESCO LTD. | SOLE SHAREHOLDER | E | yes | 01/2002 | Dec 13, 2011 | Nov 25, 2024 |
| Kuehl, Todd | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2020 | May 13, 2020 | Nov 25, 2024 |
| Kupor, Jeffrey, Howard | Director | Na | yes | 01/2023 | Dec 13, 2011 | Nov 25, 2024 |
| OPPENHEIMER ACQUISITION CORP | SOLE SHAREHOLDER | E | yes | 05/2019 | Mar 30, 2020 | Nov 25, 2024 |
| OPPENHEIMERFUNDS, INC. (US) | SOLE SHAREHOLDER | E | yes | 05/2019 | Jun 21, 2019 | Nov 25, 2024 |
| Vacheron, Terry, Gibson | CHIEF FINANCIAL OFFICER | Na | yes | 03/2022 | Mar 30, 2022 | Nov 25, 2024 |
| WONG, TONY, LIK | CHAIRMAN, DIRECTOR, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | Na | yes | 03/2023 | Mar 31, 2023 | Nov 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INVESCO CAPITAL MANAGEMENT LLC | n/a | Asset manager | $941B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT LTD. | n/a | Asset manager | $188B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | n/a | Asset manager | $76B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | n/a | Other adviser | $49B | N | yes | n/a |
| INVESCO MANAGED ACCOUNTS, LLC | n/a | Other adviser | $31B | Y | yes | n/a |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | n/a | Asset manager | $29B | Y | yes | n/a |
| INVESCO HONG KONG LIMITED | n/a | Institutional manager | $26B | N | yes | n/a |
| INVESCO CANADA LTD. | n/a | Former SEC adviser | $20B | N | yes | n/a |
| INVESCO LOAN MANAGER, LLC | n/a | Asset manager | $18B | N | yes | n/a |
| INVESCO REAL ESTATE MANAGEMENT S.A R.L. | n/a | Former SEC adviser | $13B | N | yes | n/a |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | n/a | Former SEC adviser | $10B | N | yes | n/a |
| INVESCO INVESTMENT ADVISERS LLC | n/a | Asset manager | $4.4B | Y | yes | n/a |
| INVESCO RR FUND L.P. | n/a | Former SEC adviser | $3.6B | N | yes | n/a |
| INVESCO EUROPEAN RR L.P. | n/a | Former SEC adviser | $1.4B | N | yes | n/a |
| INVESCO PRIVATE CAPITAL, INC. | n/a | Asset manager | $860M | Y | yes | n/a |
| INTELLIFLO ADVISERS, INC. | n/a | Asset manager | $824M | N | yes | n/a |
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | n/a | Former SEC adviser | $386M | N | yes | n/a |
| WL ROSS & CO. LLC | n/a | Asset manager | $225M | Y | yes | n/a |
| OPPENHEIMERFUNDS INC | n/a | Asset manager | $827,684 | Y | yes | n/a |
| INVESCO CAPITAL MARKETS, INC. | n/a | n/a | n/a | Y | yes | n/a |
| INVESCO CLO EQUITY FUND 3 L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO CLO EQUITY FUND IV L.P. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO DISTRIBUTORS, INC. | n/a | n/a | n/a | Y | yes | n/a |
| INVESCO FUND MANAGERS LTD | n/a | n/a | n/a | N | yes | n/a |
| INVESCO INVESTMENT MANAGEMENT LTD | n/a | n/a | n/a | N | yes | n/a |
| INVESCO MANAGEMENT S.A. | n/a | n/a | n/a | N | yes | n/a |
| INVESCO PENSIONS LTD | n/a | n/a | n/a | N | yes | n/a |
| INVESCO SPECIALIZED PRODUCTS, LLC | n/a | n/a | n/a | N | yes | n/a |
| INVESCO TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| IRE (CAYMAN) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 196 | yes |
| Dallas | TX | United States | 138 | no |
| Houston | TX | United States | 103 | yes |
| DOWNERS GROVE | IL | United States | 35 | yes |
| Louisville | Ky | United States | 31 | no |
| Boston | Ma | United States | 29 | no |
| NEWPORT BEACH | CA | United States | 25 | no |
| SAN FRANCISCO | CA | United States | 18 | yes |
| Austin | TX | United States | 18 | no |
| Rochester | NY | United States | 12 | no |
| GREENWOOD VILLAGE | Co | United States | 8 | yes |
| WHITE PLAINS | NY | United States | 6 | no |
| Seattle | Wa | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $750B | $731B | 2,804 | 713 | 14 | 30 | n/a |
| 2024 | Mar 28, 2025 | $757B | $744B | 2,872 | 787 | 12 | 30 | n/a |
| 2023 | Mar 28, 2024 | $746B | $741B | 2,895 | 835 | 13 | 35 | $68B |
| 2022 | Mar 31, 2023 | $738B | $734B | 3,060 | 914 | 14 | 43 | $72B |
| 2021 | Mar 30, 2022 | $805B | $803B | 3,059 | 928 | 15 | 43 | $75B |
| 2020 | Mar 31, 2021 | $703B | $699B | 3,154 | 836 | 15 | 50 | $49B |
| 2019 | Mar 30, 2020 | $675B | $663B | 3,374 | 787 | 13 | 55 | $36B |
| 2018 | Mar 31, 2019 | $423B | $412B | 2,786 | 458 | 12 | 42 | $32B |
| 2017 | Mar 29, 2018 | $472B | $468B | 2,786 | 458 | 12 | 36 | $24B |
| 2016 | Mar 31, 2017 | $431B | $427B | 2,729 | 588 | n/a | 32 | $22B |
| 2015 | Mar 30, 2016 | $401B | $394B | 2,734 | 578 | n/a | 30 | $17B |
| 2014 | Mar 31, 2015 | $431B | $424B | 2,729 | 475 | n/a | 24 | $16B |
| 2013 | Mar 26, 2014 | $422B | $416B | 2,469 | 600 | n/a | 21 | $12B |
| 2012 | Mar 26, 2013 | $373B | $363B | 2,332 | 700 | n/a | 16 | $9.3B |
| 2011 | Mar 30, 2012 | $338B | $328B | n/a | n/a | n/a | 13 | $7.2B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 11 | 10 | 1 | 5.2% | 4 | 3 | 0 | 55 | 31 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $750B | $757B | -1.0% | $738B | 0.5% | 2,804 | 2,872 | 14 | 12 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CROSSMARK GLOBAL INVESTMENTS, INC. | 2 | Oct 2, 2020 | Jan 7, 2021 | HOUSTON, TX | Team lift out | Other | 1.2% |
| MORGAN STANLEY | 2 | May 31, 2019 | Aug 19, 2026 | DOWNERS GROVE, IL | Team lift out | Other | 1.0% |
| ADVISORS ASSET MANAGEMENT, INC. | 2 | May 30, 2019 | Dec 2, 2019 | DOWNERS GROVE, IL | Team lift out | Other | 1.0% |
| MORGAN STANLEY | 2 | May 28, 2019 | Feb 5, 2020 | HOUSTON, TX | Team lift out | Other | 1.0% |
| FIRST TRUST ADVISORS LP | 2 | Apr 26, 2019 | May 10, 2019 | ATLANTA, GA | Team lift out | Other | 0.9% |
| FIRST TRUST ADVISORS LP | 2 | Apr 24, 2019 | May 10, 2019 | DOWNERS GROVE, IL | Team lift out | Other | 0.9% |
| FIRST TRUST ADVISORS LP | 2 | Mar 19, 2019 | Apr 2, 2019 | DOWNERS GROVE, IL | Team lift out | Other | 0.9% |