DFX Intelligence

E•• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E•• C•••••• M••••••••• L••

CRD 167761

HOUSTON, TX

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Search this name across graphsid dfx:ria:03607d72-6d75-efad-d8ef-f5b38a10c5d3

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 3, 2013 to Mar 18, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.67 fund_share=0.33 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $219M••• Locked
Discretionary RAUM: $219M
Private client RAUM: $147Mderived••• Locked
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $219Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• N•• S••••	Chartered Financial Analyst	HOUSTON, TX	13	18	1	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• A•••• F•••• L•	Hedge Fund	$54.5M	Mar 12, 2024	10	Mar 21, 2014	reported	021-232752
E•• C••••••• F••• L•	Hedge Fund	$10.9M	Mar 12, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• M•••••• N••	Founder	B	yes	04/2013	May 3, 2013	Mar 12, 2024
S••••• R•••••• N••	FOUNDER & MANAGING PRINCIPAL & CHIEF COMPLIANCE OFFICER	D	yes	04/2013	May 3, 2013	Mar 12, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• A•••• M••••••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
E•• A•••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
E•• C••••••• F••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$219M	$179M	22.4%	$117M	23.4%	1	1	0	0

Relationships

Advises (2)

→ E•• C••••••• F••• L•Private fundHedge Fund, IA
Apr 22, 2022 to presentfactForm ADV
→ E•• A•••• F•••• L•Private fundHedge Fund, IA
Mar 21, 2014 to presentfactForm ADV

Registered with (1)

← R••••• N•• S••••Advisorregistration: current employment
May 28, 2013 to presentfactForm ADV

Controls (2)

Dated events

Occurred
May 3, 2013
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:03607d72-6d75-efad-d8ef-f5b38a10c5d3
First observed: May 3, 2013
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.