DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•• C•••••• M••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape May 3, 2013 · 9 filings
SEC status approved since May 23, 2022
RAUM
$219M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
67%
$147M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$219M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$219M as of Mar 18, 2026
Mar 7, 2023$117M then
HNW client RAUM$147M as of Mar 18, 2026
Mar 7, 2023$51.2M then
State-registered IARs (5.B.3)1 as of Mar 18, 2026
Mar 7, 20231 then
Employees (5.A)1 as of Mar 18, 2026
Mar 7, 20231 then
Private funds1 as of Mar 18, 2026
Mar 7, 20232 then
RAUM +22% over the last fiscal year+23% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $219MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.6MderivedHNW RAUM over HNW clients
- Average account
- $12.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$147M67%
- Pooled investment vehicles$72.0M33%
- Individual clients
- n/areported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.67 fund_share=0.33 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• N•• S••••Chartered Financial Analyst | Houston, Tx | May 28, 2013 | 18 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• N•• S•••• from B•••••••• C•••••• M••••••••• L••May 28, 2013 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•• A•••• F•••• L• | Hedge Fund | $54.5M | 10 | Mar 21, 2014 |
| E•• C••••••• F••• L• | Hedge Fund | $10.9M | 3 | Apr 22, 2022 |
Owners and control persons
Schedule A and B, latest filing
- J•••• M•••••• N•• · Foundercontrolsince 04/2013 · owns 10% to 25%
- S••••• R•••••• N•• · Founder & Managing Principal & Chief Compliance Officercontrolsince 04/2013 · owns 50% to 75%
- J•••• A•••• N•• · Foundersince 04/2013 · owns 10% to 25%
- J•••• S••••••••• N•• · Foundersince 04/2013 · owns 10% to 25%
Related persons
Schedule D 7.A
- E•• A•••• M••••••••• P••••••• L••pooled vehicle sponsorn
- E•• A•••• M••••••••• L••pooled vehicle sponsorn
- E•• C••••••• F••• G•• L••pooled vehicle sponsorn
- E•• L••• S•••• E••••• F••• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 18Apr 14, 2025 to Mar 18, 2026
- HNW clients · 7 to 17Apr 14, 2025 to Mar 18, 2026
- Pooled vehicle clients · 2 to 1Apr 14, 2025 to Mar 18, 2026
- Private funds · 2 to 1Apr 14, 2025 to Mar 18, 2026
- Discretionary RAUM · $179M to $219MApr 14, 2025 to Mar 18, 2026
- HNW RAUM · $93.6M to $147MApr 14, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $85.2M to $72.0MApr 14, 2025 to Mar 18, 2026
- RAUM · $179M to $219MApr 14, 2025 to Mar 18, 2026
- Accounts · 10 to 9Mar 12, 2024 to Apr 14, 2025
- HNW clients · 8 to 7Mar 12, 2024 to Apr 14, 2025
- Financial planning clients · unset to Mar 12, 2024 to Apr 14, 2025
- Discretionary RAUM · $148M to $179MMar 12, 2024 to Apr 14, 2025
- HNW RAUM · $71.0M to $93.6MMar 12, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $77.4M to $85.2MMar 12, 2024 to Apr 14, 2025
- RAUM · $148M to $179MMar 12, 2024 to Apr 14, 2025
- Discretionary RAUM · $117M to $148MJul 24, 2023 to Mar 12, 2024
- HNW RAUM · $51.2M to $71.0MJul 24, 2023 to Mar 12, 2024
- Pooled vehicle RAUM · $65.4M to $77.4MJul 24, 2023 to Mar 12, 2024
- RAUM · $117M to $148MJul 24, 2023 to Mar 12, 2024
- Accounts · 11 to 10Apr 22, 2022 to Mar 7, 2023
- HNW clients · 9 to 8Apr 22, 2022 to Mar 7, 2023
- Discretionary RAUM · $161M to $117MApr 22, 2022 to Mar 7, 2023
- HNW RAUM · $69.9M to $51.2MApr 22, 2022 to Mar 7, 2023
- Pooled vehicle RAUM · $91.3M to $65.4MApr 22, 2022 to Mar 7, 2023
- RAUM · $161M to $117MApr 22, 2022 to Mar 7, 2023
- Accounts · 0 to 11Oct 28, 2013 to Apr 22, 2022
- Advisory activities · 4 to 5Oct 28, 2013 to Apr 22, 2022
- Business name · E•• W••••• M••••••••• to E•• C•••••• M••••••••• L••Oct 28, 2013 to Apr 22, 2022
- HNW clients · unset to 9.0Oct 28, 2013 to Apr 22, 2022
- Pooled vehicle clients · unset to 2.0Oct 28, 2013 to Apr 22, 2022
- Legal name · E•• W••••• M•••••••••, LLC to E•• C•••••• M••••••••• L••Oct 28, 2013 to Apr 22, 2022
- Other offices · unset to 0.0Oct 28, 2013 to Apr 22, 2022
- Private funds · unset to 2Oct 28, 2013 to Apr 22, 2022
- Discretionary RAUM · $0 to $161MOct 28, 2013 to Apr 22, 2022
- HNW RAUM · unset to 69914484.0Oct 28, 2013 to Apr 22, 2022
- Pooled vehicle RAUM · unset to 91290679.0Oct 28, 2013 to Apr 22, 2022
- RAUM · $0 to $161MOct 28, 2013 to Apr 22, 2022
- Advisory activities · 3 to 4Sep 13, 2013 to Oct 28, 2013
Signals
1 dated events
- E•• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 832-231-0130reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- emccap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 832-231-0130reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $219Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026