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Advisor at MML INVESTORS SERVICES, LLC
BEDFORD, NH | KENNEBUNK, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | BEDFORD, NH|KENNEBUNK, ME | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | NASHUA, NH | Previous registration |
| Mariner | Independent wealth | Feb 22, 2011 | Feb 1, 2018 | no | OVERLAND PARK,, KS | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Aug 18, 1998 | Jan 2, 2015 | no | NASHUA, NH|MANCHESTER, NH|MANCHESTER, NH | Previous registration |
| PARKS - TUTTLE FINANCIAL SERVICES, INC. | n/a | Mar 17, 1998 | Dec 31, 2003 | no | n/a | Previous registration |
| PARKS - TUTTLE FINANCIAL SERVICES, INC. | n/a | Mar 17, 1998 | Dec 31, 2002 | no | BEDFORD, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MSI FINANCIAL SERVICES, INC. | Feb 1, 2018 | Jan 2, 2015 | -1,126 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | Mariner | Jan 2, 2015 | Feb 22, 2011 | -1,410 | Firm change after gap | Other |
| PARKS - TUTTLE FINANCIAL SERVICES, INC. | NEW ENGLAND SECURITIES CORPORATION | Dec 31, 2003 | Aug 18, 1998 | -1,961 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:14251:KS:2018-01-25 | Feb 1, 2018 | Jan 2, 2015 | OVERLAND PARK,, KS | Firm change after gap |
| 615:151664:NH:2015-01-02 | Jan 2, 2015 | Feb 22, 2011 | MANCHESTER, NH | Firm change after gap |