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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MARINER

MARINER MANAGED ACCOUNT SOLUTIONS, LLC, CRD 151664

OVERLAND PARK,, KS

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Search this name across graphsid dfx:ria:40ac44b5-68a6-85c0-18c6-e2754e08b224

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 225
Dated events: 19
On other graphs: 0
Observed: Mar 30, 2012 to Aug 5, 2026
51 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $2.8BItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $2.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $462Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 6,147
Individual clients: 3,491
High net worth clients: 46
Custody, client assets: $478M
SEC number: 801-71691
CIK: 1546408
CRD: 151664
Filings on the tape: 51
First filed: Mar 30, 2012
Latest filed: Aug 5, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN PATRICK COGSWELL	Chartered Financial Analyst	OVERLAND PARK,, KS \| Boston, MA	16	30	4	no
JOSHUA TOWNSEND PIERCE	Certified Financial Planner	OVERLAND PARK,, KS \| Boston, MA	16	22	3	no
STUART WEINEL LONG	Chartered Financial Analyst	Boston, MA \| OVERLAND PARK,, KS	15	20	4	no
ETHAN MACDOUGALL SOMERS	Chartered Financial Analyst	Boston, MA \| OVERLAND PARK,, KS	10	12	3	no
ANDY MAI	Chartered Financial Analyst	Boston, MA \| OVERLAND PARK,, KS	6	11	2	no
Justin Marzilli Brown	n/a	Boston, MA	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BICKNELL, CHERYL, RENEE	CHIEF OPERATING OFFICER	Na	yes	01/2024	Aug 5, 2026	Aug 5, 2026
BICKNELL, MARTIN, CHRISTOPHER	CHIEF EXECUTIVE OFFICER	Na	yes	01/2024	Aug 5, 2026	Aug 5, 2026
MARINER WEALTH ADVISORS	MANAGING MEMBER	E	yes	01/2024	Aug 5, 2026	Aug 5, 2026
POE, JEFFREY, ALLEN	CHIEF FINANCIAL OFFICER	Na	yes	01/2024	Aug 5, 2026	Aug 5, 2026
BICKNELL, CHERYL, RENEE	ELECTED MANAGER	F	yes	07/2021	Jan 29, 2024	Apr 5, 2024
BICKNELL, MARTIN, CHRISTOPHER	ELECTED MANAGER	F	yes	07/2021	Jan 29, 2024	Apr 5, 2024
DANHAKL, JOHN, GLENN	Trustee	F	yes	10/1997	Jan 29, 2024	Apr 5, 2024
EMERALD HOLDINGS I, LLC	GENERAL PARTNER	F	yes	08/2016	Jan 29, 2024	Apr 5, 2024
EMERALD HOLDINGS II, L.P.	LIMITED PARTNER	E	yes	11/2022	Jan 29, 2024	Apr 5, 2024
GEI CAPITAL VIII, LLC	GENERAL PARTNER	F	yes	06/2019	Jan 29, 2024	Apr 5, 2024
GEI CAPITAL VIII, LLC	GENERAL PARTNER	F	yes	06/2019	Jan 29, 2024	Apr 5, 2024
GEI VIII MW AGGREGATOR LLC	Member	C	yes	06/2021	Jan 29, 2024	Apr 5, 2024
GREEN EQUITY INVESTORS SIDE VIII L.P.	Member	E	yes	04/2021	Jan 29, 2024	Apr 5, 2024
HENSON, GARY, PAUL	ELECTED MANAGER	F	yes	07/2021	Jan 29, 2024	Apr 5, 2024
LEONARD GREEN & PARTNERS, L.P.	Manager	E	yes	07/2014	Jan 29, 2024	Apr 5, 2024
LGP FEEDER. L.P.	LIMITED PARTNER	D	yes	11/2022	Jan 29, 2024	Apr 5, 2024
LGP MANAGEMENT, INC.	Manager	F	yes	12/2019	Jan 29, 2024	Apr 5, 2024
LGP MANAGEMENT, INC.	GENERAL PARTNER	F	yes	06/1996	Jan 29, 2024	Apr 5, 2024
MARINER WEALTH ADVISORS, LLC	MANAGING MEMBER	E	yes	09/2008	Jan 29, 2024	Apr 5, 2024
MWA HOLDCO, LLC	Manager	F	yes	06/2021	Jan 29, 2024	Apr 5, 2024
MWA MIDCO, LLC	Manager	F	yes	06/2021	Jan 29, 2024	Apr 5, 2024
PERIDOT COINVEST MANAGER LLC	Manager	F	yes	04/2021	Jan 29, 2024	Apr 5, 2024
PERIDOT COINVEST MANAGER LLC	Manager	F	yes	04/2021	Jan 29, 2024	Apr 5, 2024
POINTER, KENNY	CHIEF SERVICES OFFICER	Na	yes	01/2024	Jan 29, 2024	Apr 5, 2024
SEIFFER, JONATHAN, ADAM	ELECTED MANAGER	F	yes	07/2021	Jan 29, 2024	Apr 5, 2024
SOKOLOFF, JONATHAN, DAVIS	ELECTED MANAGER	F	yes	07/2021	Jan 29, 2024	Apr 5, 2024
SOKOLOFF, JONATHAN, DAVIS	Trustee	F	yes	10/1997	Jan 29, 2024	Apr 5, 2024
THE DANHAKL REVOCABLE TRUST	Member	C	yes	05/2012	Jan 29, 2024	Apr 5, 2024
THE DANHAKL REVOCABLE TRUST	LIMITED PARTNER	C	yes	06/2012	Jan 29, 2024	Apr 5, 2024
THE SOKOLOFF FAMILY TRUST	Member	C	yes	05/2012	Jan 29, 2024	Apr 5, 2024
THE SOKOLOFF FAMILY TRUST	LIMITED PARTNER	C	yes	06/2012	Jan 29, 2024	Apr 5, 2024
DORIAN, ANNE, JENELLE	CHIEF RISK OFFICER	Na	no	07/2026	Aug 5, 2026	Aug 5, 2026
ELMORE, DEANN, MICHELE	CHIEF SERVICES OFFICER	Na	no	07/2026	Aug 5, 2026	Aug 5, 2026
KIEFER-GOLDENBERG, MAUREEN, KIM	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Aug 5, 2026	Aug 5, 2026
PIERCE, JOSHUA, TOWNSEND	MANAGING DIRECTOR	Na	no	12/2024	Aug 5, 2026	Aug 5, 2026
GEI VIII MW BLOCKER LLC	Member	D	no	04/2021	Jan 29, 2024	Apr 5, 2024
GREEN EQUITY INVESTORS VIII L.P.	Member	C	no	04/2021	Jan 29, 2024	Apr 5, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARINER, LLC	n/a	Bd affiliated wealth	$125B	Y	yes	n/a
MARINER INDEPENDENT ADVISOR NETWORK, LLC	n/a	Bd affiliated wealth	$9.6B	N	yes	n/a
MARINER PLATFORM SOLUTIONS, LLC	n/a	Independent wealth	$7.3B	N	yes	n/a
1248 PARTNERS, LLC	n/a	Asset manager	$323M	N	yes	n/a
FLYOVER CAPITAL PARTNERS, LLC	n/a	Asset manager	$148M	N	yes	n/a
MARINER WEALTH ADVISORS-PR, LLC	n/a	Former SEC adviser	$2.2M	N	yes	n/a
MARINER WEALTH ADVISORS-IC, LLC	n/a	No RAUM reported	$0	N	yes	n/a
MARINER INSURANCE RESOURCES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER SPECIALTY TAX SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
MARINER TRUST COMPANY, LLC	n/a	n/a	n/a	N	yes	n/a
MONTAGE FUND ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
MSEC, LLC	n/a	n/a	n/a	N	yes	n/a
UBIQUITY MANAGEMENT, LP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	6	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$2.8B	$2.7B	13	7	2	n/a	n/a
2023	Mar 25, 2024	$1.9B	$1.9B	12	6	2	n/a	n/a
2022	Mar 28, 2023	$1.5B	$1.5B	11	5	1	n/a	n/a
2021	Mar 31, 2022	$1.6B	$1.5B	13	6	0	n/a	n/a
2020	Mar 31, 2021	$1.3B	$1.2B	6	6	0	n/a	n/a
2019	Mar 30, 2020	$1.3B	$1.2B	11	6	0	n/a	n/a
2018	Jan 24, 2019	$1.1B	$1.1B	12	7	1	n/a	n/a
2017	Jan 25, 2018	$1.0B	$966M	43	40	6	n/a	n/a
2016	Jan 17, 2017	$859M	$734M	165	165	n/a	n/a	n/a
2015	Jan 22, 2016	$716M	$671M	165	165	n/a	n/a	n/a
2014	Jan 5, 2015	$530M	$494M	140	140	n/a	n/a	n/a
2013	Mar 3, 2014	$429M	$402M	135	135	n/a	n/a	n/a
2012	Mar 13, 2013	$301M	$283M	135	135	n/a	n/a	n/a
2011	Mar 30, 2012	$212M	$199M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.8B	n/a	n/a	$1.5B	22.6%	13	n/a	2	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MSI FINANCIAL SERVICES, INC.	3	Jan 31, 2020	Jan 2, 2015	OVERLAND PARK,, KS	Team lift out	Other	33.3%
MML INVESTORS SERVICES, LLC	8	Apr 5, 2018	Apr 30, 2025	OVERLAND PARK,, KS	Team lift out	RIA to ibd	21.1%
MML INVESTORS SERVICES, LLC	7	Apr 5, 2018	Jan 29, 2021	BOSTON, MA	Team lift out	RIA to ibd	18.4%
MSI FINANCIAL SERVICES, INC.	10	Apr 5, 2018	Jan 2, 2015	OVERLAND PARK,, KS	Team lift out	Other	26.3%
MSI FINANCIAL SERVICES, INC.	2	Apr 5, 2018	Jan 2, 2015	OSTERVILLE, MA	Team lift out	Other	5.3%
MSI FINANCIAL SERVICES, INC.	2	Feb 1, 2018	Jan 2, 2015	WELLESLEY, MA	Team lift out	Other	2.0%
MML INVESTORS SERVICES, LLC	3	Jan 25, 2018	Jun 19, 2017	OVERLAND PARK,, KS	Team lift out	Other	2.9%
MSI FINANCIAL SERVICES, INC.	29	Jan 25, 2018	Jan 21, 2016	OVERLAND PARK,, KS	Team lift out	Other	27.6%
MML INVESTORS SERVICES, LLC	2	Nov 16, 2017	Mar 25, 2017	OVERLAND PARK,, KS	Team lift out	Other	1.9%
MML INVESTORS SERVICES, LLC	4	Jul 28, 2016	Jul 11, 2025	OVERLAND PARK,, KS	Team lift out	Other	3.4%
MSI FINANCIAL SERVICES, INC.	4	Jul 28, 2016	Jan 2, 2015	OVERLAND PARK,, KS	Team lift out	Other	3.4%
COMMONWEALTH FINANCIAL NETWORK	2	Jul 28, 2016	Jul 27, 2020	OVERLAND PARK,, KS	Team lift out	Other	1.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MSI FINANCIAL SERVICES, INC.	22	Mar 25, 2017	Jan 30, 2017	BOSTON, MA	Team lift out	Other	1.2%
MSI FINANCIAL SERVICES, INC.	2	Mar 25, 2017	Aug 24, 2016	FALMOUTH, ME	Team lift out	Other	0.1%
MSI FINANCIAL SERVICES, INC.	9	Mar 25, 2017	Jun 20, 2016	MANCHESTER, NH	Team lift out	Other	0.5%
NEW ENGLAND SECURITIES CORPORATION	30	Jan 2, 2015	Sep 9, 2014	BOSTON, MA	Team lift out	Other	5.3%
NEW ENGLAND SECURITIES CORPORATION	5	Jan 2, 2015	Jan 2, 2014	FALMOUTH, ME	Team lift out	Other	0.9%
NEW ENGLAND SECURITIES CORPORATION	7	Jan 2, 2015	Jul 9, 2013	MANCHESTER, NH	Team lift out	Other	1.2%
NEW ENGLAND SECURITIES CORPORATION	13	Jan 2, 2015	Sep 25, 2014	EAST PROVIDENCE, RI	Team lift out	Other	2.3%
NEW ENGLAND SECURITIES CORPORATION	5	Jan 2, 2015	Dec 20, 2012	COLCHESTER, VT	Team lift out	Other	0.9%

Relationships

showing 80 of 225

Affiliated with (12)

Registered with (29)

← Justin Marzilli BrownAdvisorregistration: current employment
Jan 13, 2026 to presentfactForm ADV
← ANDY MAIAdvisorregistration: current employment
Apr 22, 2020 to presentfactForm ADV
← ETHAN MACDOUGALL SOMERSAdvisorregistration: current employment
Apr 5, 2016 to presentfactForm ADV
← STUART WEINEL LONGAdvisorregistration: current employment
Jul 18, 2011 to presentfactForm ADV
← JOHN PATRICK COGSWELLAdvisorregistration: current employment
Feb 11, 2010 to presentfactForm ADV
← JOSHUA TOWNSEND PIERCEAdvisorregistration: current employment
Feb 11, 2010 to presentfactForm ADV
← THOMAS NEAL O'CONNORAdvisorregistration: previous registration
Feb 11, 2010 to Jun 15, 2026factForm ADV
← GUIDO MOGATTI SARCIONEAdvisorregistration: previous registration
Jun 15, 2010 to Feb 10, 2020factForm ADV
← JOHN THOMAS LIANAdvisorregistration: previous registration
Apr 20, 2011 to Feb 10, 2020factForm ADV
← GREGORY JUDE PINTOAdvisorregistration: previous registration
Apr 21, 2010 to Jan 31, 2020factForm ADV
← PHILIP STANLEY BARNESAdvisorregistration: previous registration
Mar 18, 2011 to Jan 31, 2020factForm ADV
← JILL CHRISTINE LEDGEWOODAdvisorregistration: previous registration
Feb 25, 2010 to Oct 9, 2019factForm ADV
← TOM ALEX GOODMANAdvisorregistration: previous registration
Jan 2, 2014 to Apr 6, 2018factForm ADV
← JAMES STEPHEN WOLFSONAdvisorregistration: previous registration
Mar 9, 2010 to Apr 5, 2018factForm ADV
← BOBETTE GILPATRIC SCRIBNERAdvisorregistration: previous registration
Dec 7, 2010 to Apr 5, 2018factForm ADV
← RONALD PAUL KASHMANIANAdvisorregistration: previous registration
Jun 22, 2010 to Apr 5, 2018factForm ADV
← ALAN LEE SILVERMANAdvisorregistration: previous registration
Jan 22, 2015 to Apr 5, 2018factForm ADV
← JANICE VIRGINIA BERNERAdvisorregistration: previous registration
Sep 30, 2013 to Apr 5, 2018factForm ADV
← SCOTT PETER BARKERAdvisorregistration: previous registration
Jun 10, 2013 to Apr 5, 2018factForm ADV
← STEPHEN EDWARD NAPIERAdvisorregistration: previous registration
Apr 1, 2011 to Apr 5, 2018factForm ADV
← STEPHEN MICHAEL CUNHAAdvisorregistration: previous registration
Oct 12, 2011 to Apr 5, 2018factForm ADV
← MAURA ROSE LAUDONEAdvisorregistration: previous registration
Oct 18, 2013 to Apr 5, 2018factForm ADV
← ANTHONY THOMAS NOFIAdvisorregistration: previous registration
Jun 26, 2015 to Apr 5, 2018factForm ADV
← ELAINE MARIE CARVELLIAdvisorregistration: previous registration
Jul 2, 2010 to Apr 5, 2018factForm ADV
← HEIDI LYDIA HANSONAdvisorregistration: previous registration
Feb 23, 2010 to Apr 5, 2018factForm ADV
← JERALD PAUL FACEYAdvisorregistration: previous registration
Nov 29, 2010 to Apr 5, 2018factForm ADV
← CHARLES H. KRAHMERAdvisorregistration: previous registration
Feb 11, 2010 to Apr 5, 2018factForm ADV
← ANDREW J BLANCHARDAdvisorregistration: previous registration
Sep 12, 2011 to Apr 5, 2018factForm ADV
← JOHN JOSEPH SERRECCHIAAdvisorregistration: previous registration
Sep 7, 2010 to Apr 5, 2018factForm ADV

Moved with (2)

→ MML INVESTORS SERVICES, LLCRegistered adviser4 advisors, team lift out, same day
Jul 28, 2016 to Jul 11, 2025factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviser2 advisors, team lift out
Jul 28, 2016 to Jul 27, 2020factForm ADV

Controls (23)

← SOKOLOFF, JONATHAN, DAVISOwnerELECTED MANAGER, ownership code F, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← DANHAKL, JOHN, GLENNOwnerTRUSTEE, ownership code F, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← MARINER WEALTH ADVISORSOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← LEONARD GREEN & PARTNERS, L.P.OwnerMANAGER, ownership code E, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← BICKNELL, MARTIN, CHRISTOPHEROwnerELECTED MANAGER, ownership code F, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← HENSON, GARY, PAULOwnerELECTED MANAGER, ownership code F, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← SEIFFER, JONATHAN, ADAMOwnerELECTED MANAGER, ownership code F, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← BICKNELL, CHERYL, RENEEOwnerELECTED MANAGER, ownership code F, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← POINTER, KENNYOwnerCHIEF SERVICES OFFICER, ownership code NA, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← DORIAN, ANNE, JENELLEOwnerGENERAL COUNSEL, ownership code NA, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← POE, JEFFREY, ALLENOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← EMERALD HOLDINGS I, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← EMERALD HOLDINGS II, L.P.OwnerLIMITED PARTNER, ownership code E, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← GEI CAPITAL VIII, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← GEI VIII MW AGGREGATOR LLCOwnerMEMBER, ownership code C, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← GREEN EQUITY INVESTORS SIDE VIII L.P.OwnerMEMBER, ownership code E, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← LGP FEEDER. L.P.OwnerLIMITED PARTNER, ownership code D, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← LGP MANAGEMENT, INC.OwnerMANAGER, ownership code F, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← MWA HOLDCO, LLCOwnerMANAGER, ownership code F, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← MWA MIDCO, LLCOwnerMANAGER, ownership code F, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← PERIDOT COINVEST MANAGER LLCOwnerMANAGER, ownership code F, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← THE DANHAKL REVOCABLE TRUSTOwnerMEMBER, ownership code C, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← THE SOKOLOFF FAMILY TRUSTOwnerMEMBER, ownership code C, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV

Owns (3)

← KIEFER-GOLDENBERG, MAUREEN, KIMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 29, 2024 to Apr 5, 2024factForm ADV
← GEI VIII MW BLOCKER LLCOwnerMEMBER, ownership code D, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV
← GREEN EQUITY INVESTORS VIII L.P.OwnerMEMBER, ownership code C, domestic entity
Jan 29, 2024 to Apr 5, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Show 3 bookkeeping events

Occurred
Jan 24, 2019
Mariner reported 1 offices beyond its principal office, down from 6 (2018-08-23 to 2019-01-24)
Occurred
Aug 23, 2018
Mariner reported 5 state-registered advisory representatives, down from 40 (2018-01-25 to 2018-08-23)
Occurred
Jan 25, 2018
Mariner reported 40 state-registered advisory representatives, down from 165 (2017-03-30 to 2018-01-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40ac44b5-68a6-85c0-18c6-e2754e08b224
First observed: Mar 30, 2012
Last observed: Aug 5, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.