DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M•••••• I••••••••• A•••••••• L••
M••••••, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• I••••••••• A•••••••• L•• | Mixed wealth | Oct 12, 2021 | n/a | yes | M••••••, WI | Current employment |
| N•••••••• C•••••• M••••••••• L•• | Former SEC adviser | Jul 1, 2013 | Sep 30, 2016 | no | NEW YORK, NY|M••••••, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• C•••••• M••••••••• L•• | M•••••• I••••••••• A•••••••• L•• | Sep 30, 2016 | Oct 12, 2021 | 1,838 | Firm change after gap | Other |
| M•••••• I••••••••• H•••••••• I•• | N•••••••• C•••••• M••••••••• L•• | Dec 31, 2011 | Jul 1, 2013 |
| M•••••• I••••••••• H•••••••• I•• | Former SEC adviser | Aug 13, 2003 | Dec 31, 2011 | no | M••••••, WI | Previous registration |
| S••••• C•••••• M••••••••• I•• | n/a | May 1, 2001 | Jul 24, 2003 | no | MENOMONEE FALLS, WI | Previous registration |
| 548 |
| Firm change after gap |
| Other |
| S••••• C•••••• M••••••••• I•• | M•••••• I••••••••• H•••••••• I•• | Jul 24, 2003 | Aug 13, 2003 | 20 | Firm change | Other |