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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

MADISON INVESTMENT HOLDINGS, INC

CRD 110356

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27a4d44a-723b-bfa2-505a-53cde9e56ee4

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2012 to Mar 28, 2019
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 84
Advisory employees: 33
Offices: 3Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
SEC number: 801-9840
CRD: 110356
Filings on the tape: 20
First filed: Mar 21, 2012
Latest filed: Mar 28, 2019
Organised: Corporation, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURGESS, FRANK, EDWARD	SHAREHOLDER AND CHAIRMAN OF THE BOARD OF DIRECTORS	D	yes	01/1974	Mar 21, 2012	Mar 28, 2019
CARL, STEVEN, ALLAN	CHIEF BUSINESS DEVELOPMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS	Na	yes	01/2014	Mar 13, 2014	Mar 28, 2019
DETTMAN, ELIZABETH, ANNE	CHIEF OPERATING OFFICER	Na	yes	01/2018	Mar 21, 2012	Mar 28, 2019
EISINGER, RICHARD, ALLEN	VICE PRESIDENT, HEAD OF EQUITIES AND MEMBER OF THE BOARD OF DIRECTORS	Na	yes	11/2018	Mar 21, 2012	Mar 28, 2019
FRANK, KATHERINE, LOUISE	MEMBER OF THE BOARD OF DIRECTORS	Na	yes	06/2008	Mar 21, 2012	Mar 28, 2019
FREDRICKS, STEVEN, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	yes	05/2018	Sep 11, 2018	Mar 28, 2019
HENRICKSON, MARK, DANA	CHIEF FINANCIAL OFFICER	Na	yes	01/2018	Mar 26, 2018	Mar 28, 2019
LEFURGEY, PAUL, ANTHONY	CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS	Na	yes	10/2017	Mar 21, 2012	Mar 28, 2019
THOMPSON, KEVIN, SEAN	CHIEF LEGAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER	Na	yes	05/2018	Apr 24, 2017	Mar 28, 2019
MADISON INVESTMENT ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN (ESOP)	Shareholder	B	no	01/2002	Mar 21, 2012	Mar 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MADISON INVESTMENT ADVISORS, LLC	n/a	Mixed wealth	$14B	Y	yes	n/a
MADISON ASSET MANAGEMENT, LLC	n/a	Asset manager	$4.9B	Y	yes	n/a
HANSBERGER GROWTH INVESTORS, LP	n/a	Former SEC adviser	$407M	Y	yes	n/a
MFD DISTRIBUTOR, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	5	no
Toronto	n/a	Canada	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	n/a	n/a	84	33	3	n/a	n/a
2017	Mar 26, 2018	n/a	n/a	83	35	1	n/a	n/a
2016	Mar 28, 2017	n/a	n/a	84	35	n/a	n/a	n/a
2015	Mar 23, 2016	$0	$0	86	35	n/a	n/a	n/a
2014	Mar 25, 2015	$0	$0	75	30	n/a	n/a	n/a
2013	Mar 13, 2014	$0	$0	75	30	n/a	n/a	n/a
2012	Mar 19, 2013	$0	$0	75	30	n/a	n/a	n/a
2011	Mar 21, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	n/a	n/a	$0	n/a	84	83	3	1

Relationships

Affiliated with (7)

← HANSBERGER GROWTH INVESTORS, LPRegistered adviserother investment adviser, control, common control
factForm ADV
→ MADISON INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV
→ MADISON ASSET MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV
→ HANSBERGER GROWTH INVESTORS, LPRegistered adviserother investment adviser, control, common control
factForm ADV
← NORTHROAD CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← CONCORD ASSET MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV
← MADISON SCOTTSDALERegistered adviserother investment adviser, control, common control
factForm ADV

Controls (9)

← BURGESS, FRANK, EDWARDOwnerSHAREHOLDER AND CHAIRMAN OF THE BOARD OF DIRECTORS, ownership code D, individual
Mar 21, 2012 to presentfactForm ADV
← FRANK, KATHERINE, LOUISEOwnerMEMBER OF THE BOARD OF DIRECTORS, ownership code NA, individual
Mar 21, 2012 to presentfactForm ADV
← EISINGER, RICHARD, ALLENOwnerVICE PRESIDENT, HEAD OF EQUITIES AND MEMBER OF THE BOARD OF DIRECTORS, ownership code NA, individual
Mar 21, 2012 to presentfactForm ADV
← CARL, STEVEN, ALLANOwnerCHIEF BUSINESS DEVELOPMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS, ownership code NA, individual
Mar 13, 2014 to presentfactForm ADV
← FREDRICKS, STEVEN, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 11, 2018 to presentfactForm ADV
← DETTMAN, ELIZABETH, ANNEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 21, 2012 to presentfactForm ADV
← LEFURGEY, PAUL, ANTHONYOwnerCHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS, ownership code NA, individual
Mar 21, 2012 to presentfactForm ADV
← HENRICKSON, MARK, DANAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 26, 2018 to presentfactForm ADV
← THOMPSON, KEVIN, SEANOwnerCHIEF LEGAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Apr 24, 2017 to presentfactForm ADV

Owns (1)

← MADISON INVESTMENT ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN (ESOP)OwnerSHAREHOLDER, ownership code B, domestic entity
Mar 21, 2012 to presentfactForm ADV

Registered with (5)

← JEFFREY EDWARD SIMONBAKERAdvisorregistration: previous registration
Aug 22, 2003 to Dec 31, 2011factForm ADV
← STEVEN ALLAN CARLAdvisorregistration: previous registration
Aug 13, 2003 to Dec 31, 2011factForm ADV
← BRIAN JOHN CLEVENAdvisorregistration: previous registration
Jan 28, 2002 to Apr 6, 2011factForm ADV
← BRADLEY ALLEN O'KEEFAdvisorregistration: previous registration
Aug 5, 2002 to Apr 18, 2008factForm ADV
← TIMOTHY MEAD BAKERAdvisorregistration: previous registration
Jun 2, 2006 to Feb 15, 2008factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Mar 28, 2019
Madison Investment Holdings, Inc reported 2 state-registered advisory representatives, down from 33 (2018-11-19 to 2019-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:27a4d44a-723b-bfa2-505a-53cde9e56ee4
First observed: Mar 21, 2012
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MADISON INVESTMENT HOLDINGS, INC

CRD 110356

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:27a4d44a-723b-bfa2-505a-53cde9e56ee4

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURGESS, FRANK, EDWARD

SHAREHOLDER AND CHAIRMAN OF THE BOARD OF DIRECTORS

yes

01/1974

Mar 21, 2012

Mar 28, 2019

CARL, STEVEN, ALLAN

CHIEF BUSINESS DEVELOPMENT OFFICER AND MEMBER OF THE BOARD OF DIRECTORS

yes

01/2014

Mar 13, 2014

Mar 28, 2019

DETTMAN, ELIZABETH, ANNE

CHIEF OPERATING OFFICER

yes

01/2018

Mar 21, 2012

Mar 28, 2019

EISINGER, RICHARD, ALLEN

VICE PRESIDENT, HEAD OF EQUITIES AND MEMBER OF THE BOARD OF DIRECTORS

yes

11/2018

Mar 21, 2012

Mar 28, 2019

FRANK, KATHERINE, LOUISE

MEMBER OF THE BOARD OF DIRECTORS

yes

06/2008

Mar 21, 2012

Mar 28, 2019

FREDRICKS, STEVEN, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

05/2018

Sep 11, 2018

Mar 28, 2019

HENRICKSON, MARK, DANA

CHIEF FINANCIAL OFFICER

yes

01/2018

Mar 26, 2018

Mar 28, 2019

LEFURGEY, PAUL, ANTHONY

CHIEF EXECUTIVE OFFICER AND MEMBER OF THE BOARD OF DIRECTORS

yes

10/2017

Mar 21, 2012

Mar 28, 2019

THOMPSON, KEVIN, SEAN

CHIEF LEGAL OFFICER AND CHIEF ADMINISTRATIVE OFFICER

yes

05/2018

Apr 24, 2017

Mar 28, 2019

MADISON INVESTMENT ADVISORS, INC. EMPLOYEE STOCK OWNERSHIP PLAN (ESOP)

Shareholder

01/2002

Mar 21, 2012

Mar 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MADISON INVESTMENT ADVISORS, LLC

n/a

Mixed wealth

$14B

yes

n/a

MADISON ASSET MANAGEMENT, LLC

n/a

Asset manager

$4.9B

yes

n/a

HANSBERGER GROWTH INVESTORS, LP

n/a

Former SEC adviser

$407M

yes

n/a

MFD DISTRIBUTOR, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Toronto

n/a

Canada

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

n/a

2017

Mar 26, 2018

n/a

2016

Mar 28, 2017

n/a

2015

Mar 23, 2016

n/a

2014

Mar 25, 2015

n/a

2013

Mar 13, 2014

n/a

2012

Mar 19, 2013

n/a

2011

Mar 21, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a