DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••••• W••••• M•••••••••
MCLEAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• W••••• M••••••••• | Independent wealth | Aug 10, 2022 | n/a | yes | MCLEAN, VA | Current employment |
| S•••• W••••• M••••••••• L•• | Bd affiliated wealth | Feb 20, 2015 | Aug 10, 2022 | no | MCLEAN, VA|WEST PALM BEACH, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••• W••••• M••••••••• L•• | C•••••••• W••••• M••••••••• | Aug 10, 2022 | Aug 10, 2022 | 0 | Firm change | Ibd to RIA |
| L•••• M•• • A••••••••• L•• | S•••• W••••• M••••••••• L•• | Feb 23, 2015 | Feb 20, 2015 |
| L•••• M•• • A••••••••• L•• | Former SEC adviser | Jan 4, 2008 | Feb 23, 2015 | no | BETHESDA, MD|Fairfax, VA|FALLS CHURCH, VA | Previous registration |
| L•••• S•••• • M••• L•• | n/a | Sep 5, 2007 | Dec 31, 2007 | no | FALLS CHURCH, VA|FALLS CHURCH, VA | Previous registration |
| -3 |
| Firm change |
| Other |
| L•••• S•••• • M••• L•• | L•••• M•• • A••••••••• L•• | Dec 31, 2007 | Jan 4, 2008 | 4 | Firm change | Other |